Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/03?limit=200&registers=between&mode=atom 2024-12-22T21:46:06-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27768.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Trade Options on Leveraged Exchange-Traded Notes and To Broaden the Definition of “Futures-Linked Securities” 2010-11-03T00:00:00-07:00 2010-11-03T00:00:00-07:00 2010-27768 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27768.pdf https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27722.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Additional Criteria for Listing Commodity Stockpiling Companies That Have Indicated That Their Business Plan is To Buy and Hold Commodities 2010-11-03T00:00:00-07:00 2010-11-03T00:00:00-07:00 2010-27722 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27722.pdf https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27701.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the $0.50 Strike Program 2010-11-03T00:00:00-07:00 2010-11-03T00:00:00-07:00 2010-27701 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27701.pdf https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27690.html Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2010-11-03T00:00:00-07:00 2010-11-03T00:00:00-07:00 2010-27690 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27690.pdf https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27689.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2010-11-03T00:00:00-07:00 2010-11-03T00:00:00-07:00 2010-27689 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27689.pdf https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27688.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC Relating to Access Service Fees 2010-11-03T00:00:00-07:00 2010-11-03T00:00:00-07:00 2010-27688 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27688.pdf https://regulations.justia.com/regulations/fedreg/2010/11/03/2010-27687.html Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Procedures Related to the Automated Customer Account Transfer Service 2010-11-03T00:00:00-07:00 2010-11-03T00:00:00-07:00 2010-27687 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-03/pdf/2010-27687.pdf