<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/02?registers=between Sun, 22 Dec 2024 21:57:14 -0800 Sun, 22 Dec 2024 21:57:14 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/02?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Remove the Exemption From the Trading Activity Fee for Transactions in Exchange Listed Options Effected by a Member When FINRA Is Not the Designated Options Examining Authority for That Member https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27671.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27671.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27671 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27671.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Clerical and Grammatical Corrections to Chapter VII, Section 1 (Exercise of Options Contracts) of the Boston Options Exchange Group, LLC Rules https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27670.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27670.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27670 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27670.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Seventeenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Thirteenth Substantive Amendment to the Restated Consolidated Quotation Plan https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27666.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27666.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27666 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27666.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Prices for Co-Location Services https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27664.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27664.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27664 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27664.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Co-Location Services https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27663.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27663.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27663 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27663.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Prices for Co-Location Services https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27662.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27662.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27662 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27662.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Rule 900.3NY(h) To Define Stock/Complex Orders, Rule 963NY(d) To Update and Clarify the Priority of Complex Orders, Eliminate Rule 963.1NY, and Amend Rule 980NY To Establish a Complex Order Auction https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27659.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27659.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27659 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27659.pdf Notice - Self-Regulatory Organizations; The NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Establish Remote Specialists https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27645.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27645.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27645 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27645.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27591.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27591.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27591 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27591.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Automatic Execution Feature https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27589.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27589.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27589 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27589.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Hybrid 3.0 Classes https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27588.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27588.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27588 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27588.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Pilot Program To List Series With Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27586.html https://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27586.html Tue, 02 Nov 2010 00:00:00 -0700 2010-27586 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27586.pdf