Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/02?limit=200®isters=between&mode=atom2024-12-22T21:48:00-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27671.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Remove the Exemption From the Trading Activity Fee for Transactions in Exchange Listed Options Effected by a Member When FINRA Is Not the Designated Options Examining Authority for That Member2010-11-02T00:00:00-07:002010-11-02T00:00:00-07:002010-27671Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27671.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27670.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Clerical and Grammatical Corrections to Chapter VII, Section 1 (Exercise of Options Contracts) of the Boston Options Exchange Group, LLC Rules2010-11-02T00:00:00-07:002010-11-02T00:00:00-07:002010-27670Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27670.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27666.htmlNotice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Seventeenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Thirteenth Substantive Amendment to the Restated Consolidated Quotation Plan2010-11-02T00:00:00-07:002010-11-02T00:00:00-07:002010-27666Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27666.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27664.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Prices for Co-Location Services2010-11-02T00:00:00-07:002010-11-02T00:00:00-07:002010-27664Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27664.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27663.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Co-Location Services2010-11-02T00:00:00-07:002010-11-02T00:00:00-07:002010-27663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27663.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27662.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Prices for Co-Location Services2010-11-02T00:00:00-07:002010-11-02T00:00:00-07:002010-27662Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27662.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27659.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Rule 900.3NY(h) To Define Stock/Complex Orders, Rule 963NY(d) To Update and Clarify the Priority of Complex Orders, Eliminate Rule 963.1NY, and Amend Rule 980NY To Establish a Complex Order Auction2010-11-02T00:00:00-07:002010-11-02T00:00:00-07:002010-27659Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27659.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27645.htmlNotice - Self-Regulatory Organizations; The NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Establish Remote Specialists2010-11-02T00:00:00-07:002010-11-02T00:00:00-07:002010-27645Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27645.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27591.htmlNotice - Proposed Collection; Comment Request2010-11-02T00:00:00-07:002010-11-02T00:00:00-07:002010-27591Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27591.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27589.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Automatic Execution Feature2010-11-02T00:00:00-07:002010-11-02T00:00:00-07:002010-27589Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27589.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27588.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Hybrid 3.0 Classes2010-11-02T00:00:00-07:002010-11-02T00:00:00-07:002010-27588Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27588.pdfhttps://regulations.justia.com/regulations/fedreg/2010/11/02/2010-27586.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Pilot Program To List Series With Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange2010-11-02T00:00:00-07:002010-11-02T00:00:00-07:002010-27586Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-11-02/pdf/2010-27586.pdf