<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/01?registers=between Wed, 25 Jun 2025 15:11:31 -0700 Wed, 25 Jun 2025 15:11:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/11/01?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27640.html https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27640.html Mon, 01 Nov 2010 00:00:00 -0700 2010-27640 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-01/pdf/2010-27640.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules Regarding Books and Records in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27495.html https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27495.html Mon, 01 Nov 2010 00:00:00 -0700 2010-27495 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-01/pdf/2010-27495.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27494.html https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27494.html Mon, 01 Nov 2010 00:00:00 -0700 2010-27494 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-01/pdf/2010-27494.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27468.html https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27468.html Mon, 01 Nov 2010 00:00:00 -0700 2010-27468 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-01/pdf/2010-27468.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Date for the Additional Expiration Months Pilot Program https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27465.html https://regulations.justia.com/regulations/fedreg/2010/11/01/2010-27465.html Mon, 01 Nov 2010 00:00:00 -0700 2010-27465 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-11-01/pdf/2010-27465.pdf