<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/10/20?registers=between Tue, 24 Jun 2025 13:28:32 -0700 Tue, 24 Jun 2025 13:28:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/10/20?registers=between Notice - Joint Public Roundtable on Issues Related to the Clearing of Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26430.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26430.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26430 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26430.pdf Notice - Self-Regulatory Organizations; Order Approving Minor Rule Violation Plan for BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26359.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26359.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26359 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26359.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Create a Listing Market on the Exchange https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26358.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26358.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26358 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26358.pdf Notice - Study Required by Section 989G(b) of the Dodd-Frank Act Regarding Compliance With Section 404(b) of the Sarbanes-Oxley Act https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26349.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26349.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26349 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26349.pdf Rule - Facilitating Shareholder Director Nominations https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26348.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26348.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26348 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26348.pdf Rule - Indexed Annuities https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26347.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26347.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26347 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26347.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26344.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26344.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26344 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26344.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26343.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26343.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26343 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26343.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26342.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26342.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26342 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26342.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Identify the Securities Industry Automation Corporation as OPRA's Independent System Capacity Advisor https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26340.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26340.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26340 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26340.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change To Adopt a Pilot Program To List Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26339.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26339.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26339 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26339.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among American Stock Exchange LLC, BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Arca, Inc., NYSE Regulation, Inc., NASDAQ OMX BX, Inc., and NASDAQ OMX PHLX LLC Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26338.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26338.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26338 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26338.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BATS-Y Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26337.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26337.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26337 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26337.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the Clearly Erroneous Module https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26336.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26336.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26336 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26336.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Y-Exchange Rules To Conform to the Current Rules of BATS Exchange https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26335.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26335.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26335 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26335.pdf Rule - Reporting of Security-Based Swap Transaction Data https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26217.html https://regulations.justia.com/regulations/fedreg/2010/10/20/2010-26217.html Wed, 20 Oct 2010 00:00:00 -0700 2010-26217 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-10-20/pdf/2010-26217.pdf