<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/10/19?registers=between Tue, 22 Jul 2025 14:03:11 -0700 Tue, 22 Jul 2025 14:03:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/10/19?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To List Series With Up to 12 Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Volatility Index https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26279.html https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26279.html Tue, 19 Oct 2010 00:00:00 -0700 2010-26279 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26279.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule A-13 To Increase Transaction Assessments for Certain Municipal Securities Transactions Reported to the Board and To Institute a New Technology Fee on Reported Sales Transactions https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26278.html https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26278.html Tue, 19 Oct 2010 00:00:00 -0700 2010-26278 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26278.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26246.html https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26246.html Tue, 19 Oct 2010 00:00:00 -0700 2010-26246 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26246.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Order Routing Rule https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26245.html https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26245.html Tue, 19 Oct 2010 00:00:00 -0700 2010-26245 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26245.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26215.html https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26215.html Tue, 19 Oct 2010 00:00:00 -0700 2010-26215 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26215.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rule 21.9, Entitled “Order Routing” https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26209.html https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26209.html Tue, 19 Oct 2010 00:00:00 -0700 2010-26209 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26209.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise an Optional Depth Data Enterprise License Fee for Broker-Dealer Distribution of Depth-of-Book Data https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26208.html https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26208.html Tue, 19 Oct 2010 00:00:00 -0700 2010-26208 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26208.pdf Rule - Technical Amendments to Forms N-CSR and N-SAR in Connection With the Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010 https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26206.html https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26206.html Tue, 19 Oct 2010 00:00:00 -0700 2010-26206 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26206.pdf Proposed Rule - Issuer Review of Assets in Offerings of Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26172.html https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26172.html Tue, 19 Oct 2010 00:00:00 -0700 2010-26172 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26172.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Exchange Price List https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26109.html https://regulations.justia.com/regulations/fedreg/2010/10/19/2010-26109.html Tue, 19 Oct 2010 00:00:00 -0700 2010-26109 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-19/pdf/2010-26109.pdf