<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/10/13?registers=between Sat, 28 Jun 2025 08:00:46 -0700 Sat, 28 Jun 2025 08:00:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/10/13?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Rule 4751 To Include Order Collar Functionality https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25742.html https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25742.html Wed, 13 Oct 2010 00:00:00 -0700 2010-25742 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-13/pdf/2010-25742.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reconcile Certain Amendments Approved Pursuant to SR-FINRA-2009-061 and SR-FINRA-2010-003 https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25740.html https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25740.html Wed, 13 Oct 2010 00:00:00 -0700 2010-25740 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-13/pdf/2010-25740.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25738.html https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25738.html Wed, 13 Oct 2010 00:00:00 -0700 2010-25738 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-13/pdf/2010-25738.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25737.html https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25737.html Wed, 13 Oct 2010 00:00:00 -0700 2010-25737 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-13/pdf/2010-25737.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Online Filing of Arbitration Claims https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25625.html https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25625.html Wed, 13 Oct 2010 00:00:00 -0700 2010-25625 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-13/pdf/2010-25625.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25624.html https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25624.html Wed, 13 Oct 2010 00:00:00 -0700 2010-25624 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-13/pdf/2010-25624.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to FINRA Rule 4160 (Verification of Assets) https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25623.html https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25623.html Wed, 13 Oct 2010 00:00:00 -0700 2010-25623 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-13/pdf/2010-25623.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NSX Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25622.html https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25622.html Wed, 13 Oct 2010 00:00:00 -0700 2010-25622 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-13/pdf/2010-25622.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to Listing of the Peritus High Yield ETF https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25621.html https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25621.html Wed, 13 Oct 2010 00:00:00 -0700 2010-25621 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-13/pdf/2010-25621.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change to Provide Clarity With Respect to the Close Out Netting of the Government Securities Division in the Event of the Fixed Income Clearing Corporation's Default or Insolvency https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25620.html https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25620.html Wed, 13 Oct 2010 00:00:00 -0700 2010-25620 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-13/pdf/2010-25620.pdf Proposed Rule - Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25361.html https://regulations.justia.com/regulations/fedreg/2010/10/13/2010-25361.html Wed, 13 Oct 2010 00:00:00 -0700 2010-25361 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-10-13/pdf/2010-25361.pdf