<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/10/06?registers=between Mon, 23 Jun 2025 13:06:49 -0700 Mon, 23 Jun 2025 13:06:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/10/06?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, LLC Relating to Exchange Disseminated Quotations https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25138.html https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25138.html Wed, 06 Oct 2010 00:00:00 -0700 2010-25138 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-06/pdf/2010-25138.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Clearly Erroneous Transactions https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25137.html https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25137.html Wed, 06 Oct 2010 00:00:00 -0700 2010-25137 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-06/pdf/2010-25137.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule A-3, on Membership on the Board, To Comply With the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25108.html https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25108.html Wed, 06 Oct 2010 00:00:00 -0700 2010-25108 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-06/pdf/2010-25108.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Nasdaq's Order Routing Rule https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25107.html https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25107.html Wed, 06 Oct 2010 00:00:00 -0700 2010-25107 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-06/pdf/2010-25107.pdf Notice - Triangle Capital Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25073.html https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25073.html Wed, 06 Oct 2010 00:00:00 -0700 2010-25073 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-06/pdf/2010-25073.pdf Notice - Northern Lights Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25072.html https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25072.html Wed, 06 Oct 2010 00:00:00 -0700 2010-25072 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-06/pdf/2010-25072.pdf Notice - Capital Southwest Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25069.html https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25069.html Wed, 06 Oct 2010 00:00:00 -0700 2010-25069 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-06/pdf/2010-25069.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 717 https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25068.html https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25068.html Wed, 06 Oct 2010 00:00:00 -0700 2010-25068 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-06/pdf/2010-25068.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Amend FINRA Rule 8210 to Require Information Provided via Portable Media Device be Encrypted https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25067.html https://regulations.justia.com/regulations/fedreg/2010/10/06/2010-25067.html Wed, 06 Oct 2010 00:00:00 -0700 2010-25067 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-06/pdf/2010-25067.pdf