<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/10/05?registers=between Wed, 02 Jul 2025 16:33:39 -0700 Wed, 02 Jul 2025 16:33:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/10/05?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 Through 4, Relating to the Prohibition of Certain Abuses in the Allocation and Distribution of Shares in Initial Public Offerings (“IPOs”) https://regulations.justia.com/regulations/fedreg/2010/10/05/2010-24899.html https://regulations.justia.com/regulations/fedreg/2010/10/05/2010-24899.html Tue, 05 Oct 2010 00:00:00 -0700 2010-24899 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-05/pdf/2010-24899.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2010/10/05/2010-24897.html https://regulations.justia.com/regulations/fedreg/2010/10/05/2010-24897.html Tue, 05 Oct 2010 00:00:00 -0700 2010-24897 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-05/pdf/2010-24897.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Individual Stock Trading Pauses https://regulations.justia.com/regulations/fedreg/2010/10/05/2010-24896.html https://regulations.justia.com/regulations/fedreg/2010/10/05/2010-24896.html Tue, 05 Oct 2010 00:00:00 -0700 2010-24896 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-05/pdf/2010-24896.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in One Option Classes https://regulations.justia.com/regulations/fedreg/2010/10/05/2010-24895.html https://regulations.justia.com/regulations/fedreg/2010/10/05/2010-24895.html Tue, 05 Oct 2010 00:00:00 -0700 2010-24895 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-05/pdf/2010-24895.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fee Schedule for the CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2010/10/05/2010-24894.html https://regulations.justia.com/regulations/fedreg/2010/10/05/2010-24894.html Tue, 05 Oct 2010 00:00:00 -0700 2010-24894 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-05/pdf/2010-24894.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To clarify Its Rules & Procedures Regarding Its Alternative Investment Product Service https://regulations.justia.com/regulations/fedreg/2010/10/05/2010-24884.html https://regulations.justia.com/regulations/fedreg/2010/10/05/2010-24884.html Tue, 05 Oct 2010 00:00:00 -0700 2010-24884 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-05/pdf/2010-24884.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change Relating to Trading Options on a Reduced Value of the DAX Index, Including Long-Term Options https://regulations.justia.com/regulations/fedreg/2010/10/05/2010-24882.html https://regulations.justia.com/regulations/fedreg/2010/10/05/2010-24882.html Tue, 05 Oct 2010 00:00:00 -0700 2010-24882 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-05/pdf/2010-24882.pdf