<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/10/01?registers=between Wed, 25 Jun 2025 22:35:45 -0700 Wed, 25 Jun 2025 22:35:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/10/01?registers=between Notice - Highland Capital Management, L.P. and Highland Funds I; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24722.html https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24722.html Fri, 01 Oct 2010 00:00:00 -0700 2010-24722 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24722.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Trade Reporting Notice on Price Validation and Price-Override Protocol https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24675.html https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24675.html Fri, 01 Oct 2010 00:00:00 -0700 2010-24675 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24675.pdf Rule - Commission Guidance Regarding Auditing, Attestation, and Related Professional Practice Standards Related To Brokers and Dealers https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24657.html https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24657.html Fri, 01 Oct 2010 00:00:00 -0700 2010-24657 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24657.pdf Notice - American Fidelity Dual Strategy Fund, Inc. and American Fidelity Assurance Company; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24655.html https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24655.html Fri, 01 Oct 2010 00:00:00 -0700 2010-24655 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24655.pdf Notice - Jackson National Life Insurance Company, et al.; https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24654.html https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24654.html Fri, 01 Oct 2010 00:00:00 -0700 2010-24654 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24654.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24651.html https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24651.html Fri, 01 Oct 2010 00:00:00 -0700 2010-24651 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24651.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24650.html https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24650.html Fri, 01 Oct 2010 00:00:00 -0700 2010-24650 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24650.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Prohibit Members From Voting Uninstructed Shares on Certain Matters https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24606.html https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24606.html Fri, 01 Oct 2010 00:00:00 -0700 2010-24606 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24606.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24605.html https://regulations.justia.com/regulations/fedreg/2010/10/01/2010-24605.html Fri, 01 Oct 2010 00:00:00 -0700 2010-24605 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-10-01/pdf/2010-24605.pdf