Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/09/29?limit=200&registers=between&mode=atom 2024-05-17T02:43:33-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24452.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change To Automate the Approval Process in Providing Trustee Access to the Security Position Report Service 2010-09-29T00:00:00-07:00 2010-09-29T00:00:00-07:00 2010-24452 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-29/pdf/2010-24452.pdf https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24449.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 4560 To Correspond With a Rule Change Filed by the Financial Industry Regulatory Authority, Inc. 2010-09-29T00:00:00-07:00 2010-09-29T00:00:00-07:00 2010-24449 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-29/pdf/2010-24449.pdf https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24448.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 4560-NYSE Amex Equities To Correspond With a Rule Change Filed by the Financial Industry Regulatory Authority, Inc. 2010-09-29T00:00:00-07:00 2010-09-29T00:00:00-07:00 2010-24448 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-29/pdf/2010-24448.pdf https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24445.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules 2010-09-29T00:00:00-07:00 2010-09-29T00:00:00-07:00 2010-24445 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-29/pdf/2010-24445.pdf https://regulations.justia.com/regulations/fedreg/2010/09/29/2010-24416.html Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar 2010-09-29T00:00:00-07:00 2010-09-29T00:00:00-07:00 2010-24416 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-29/pdf/2010-24416.pdf