Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/09/28?limit=200®isters=between&mode=atom2024-12-22T18:01:25-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24343.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Regarding Registration and Qualification Requirements2010-09-28T00:00:00-07:002010-09-28T00:00:00-07:002010-24343Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24343.pdfhttps://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24261.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Requirement for Floor Official Approval for Certain Halts of Nasdaq Securities Traded via UTP2010-09-28T00:00:00-07:002010-09-28T00:00:00-07:002010-24261Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24261.pdfhttps://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24259.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Pricing for 10Gb Direct Circuit Connections and To Codify Pricing for Direct Circuit Connections Capable of Supporting Up to 1Gb for Customers Who Are Not Co-Located in the Exchange's Datacenter2010-09-28T00:00:00-07:002010-09-28T00:00:00-07:002010-24259Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24259.pdfhttps://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24227.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving the Proposed Rule Change To Amend FINRA Rule 5190 (Notification Requirements for Offering Participants)2010-09-28T00:00:00-07:002010-09-28T00:00:00-07:002010-24227Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24227.pdfhttps://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24226.htmlNotice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Fifteenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan2010-09-28T00:00:00-07:002010-09-28T00:00:00-07:002010-24226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24226.pdfhttps://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24225.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 22 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc.2010-09-28T00:00:00-07:002010-09-28T00:00:00-07:002010-24225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24225.pdfhttps://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24199.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Weekly Options And Monthly Options2010-09-28T00:00:00-07:002010-09-28T00:00:00-07:002010-24199Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24199.pdfhttps://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24187.htmlNotice - Submission for OMB Review; Comment Request2010-09-28T00:00:00-07:002010-09-28T00:00:00-07:002010-24187Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24187.pdfhttps://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24186.htmlNotice - Submission for OMB Review; Comment Request2010-09-28T00:00:00-07:002010-09-28T00:00:00-07:002010-24186Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24186.pdfhttps://regulations.justia.com/regulations/fedreg/2010/09/28/2010-24178.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 362010-09-28T00:00:00-07:002010-09-28T00:00:00-07:002010-24178Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-24178.pdfhttps://regulations.justia.com/regulations/fedreg/2010/09/28/2010-23744.htmlRule - Commission Guidance on Presentation of Liquidity and Capital Resources Disclosures in Management's Discussion and Analysis2010-09-28T00:00:00-07:002010-09-28T00:00:00-07:002010-23744Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-23744.pdfhttps://regulations.justia.com/regulations/fedreg/2010/09/28/2010-23743.htmlProposed Rule - Short-Term Borrowings Disclosure2010-09-28T00:00:00-07:002010-09-28T00:00:00-07:002010-23743Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-28/pdf/2010-23743.pdf