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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/09/24?registers=between
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Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/09/24?registers=between
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Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Amending Rule 104 To Adopt Pricing Obligations for Designated Market Makers
https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23971.html
https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23971.html
Fri, 24 Sep 2010 00:00:00 -0700
2010-23971
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23971.pdf
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Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of a Proposed Rule Change Amending NYSE Amex Equities Rule 104 To Adopt Pricing Obligations for Designated Market Makers
https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23970.html
https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23970.html
Fri, 24 Sep 2010 00:00:00 -0700
2010-23970
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23970.pdf
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Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.23 To Adopt Pricing Obligations for ETP Holders Who Are Registered as Market Makers
https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23969.html
https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23969.html
Fri, 24 Sep 2010 00:00:00 -0700
2010-23969
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23969.pdf
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Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend BATS Rule 11.8, Entitled “Obligations of Market Makers”
https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23955.html
https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23955.html
Fri, 24 Sep 2010 00:00:00 -0700
2010-23955
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23955.pdf
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Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Relating to Execution Algorithm of NYBX Orders
https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23924.html
https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23924.html
Fri, 24 Sep 2010 00:00:00 -0700
2010-23924
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23924.pdf
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Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto
https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23911.html
https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23911.html
Fri, 24 Sep 2010 00:00:00 -0700
2010-23911
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23911.pdf
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Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Rules to the List of Exchange Rule Violations and Fines Applicable Thereto
https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23908.html
https://regulations.justia.com/regulations/fedreg/2010/09/24/2010-23908.html
Fri, 24 Sep 2010 00:00:00 -0700
2010-23908
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-24/pdf/2010-23908.pdf