Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/09/21?limit=200®isters=between&mode=atom2024-12-22T16:22:49-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/09/21/2010-23492.htmlRule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers2010-09-21T00:00:00-07:002010-09-21T00:00:00-07:002010-23492Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-21/pdf/2010-23492.pdfhttps://regulations.justia.com/regulations/fedreg/2010/09/21/2010-23489.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC and NYSE Amex LLC; Order Approving Proposed Rule Changes Amending Rule 123C To Allow Exchange Systems To Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-The-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day2010-09-21T00:00:00-07:002010-09-21T00:00:00-07:002010-23489Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-21/pdf/2010-23489.pdfhttps://regulations.justia.com/regulations/fedreg/2010/09/21/2010-23457.htmlRule - Rescission of Rules Pertaining to the Payment of Bounties for Information Leading to the Recovery of Civil Penalties for Insider Trading2010-09-21T00:00:00-07:002010-09-21T00:00:00-07:002010-23457Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-21/pdf/2010-23457.pdfhttps://regulations.justia.com/regulations/fedreg/2010/09/21/2010-23455.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Notice of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Establish a Pilot Program To List P.M.-Settled End of Week and End of Month Expirations for Options on Broad-Based Indexes2010-09-21T00:00:00-07:002010-09-21T00:00:00-07:002010-23455Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-09-21/pdf/2010-23455.pdf