<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/09/20?registers=between Sun, 22 Dec 2024 17:54:54 -0800 Sun, 22 Dec 2024 17:54:54 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/09/20?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23523.html https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23523.html Mon, 20 Sep 2010 00:00:00 -0700 2010-23523 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-20/pdf/2010-23523.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23411.html https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23411.html Mon, 20 Sep 2010 00:00:00 -0700 2010-23411 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-20/pdf/2010-23411.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23410.html https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23410.html Mon, 20 Sep 2010 00:00:00 -0700 2010-23410 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-20/pdf/2010-23410.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23409.html https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23409.html Mon, 20 Sep 2010 00:00:00 -0700 2010-23409 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-20/pdf/2010-23409.pdf Notice - American Capital, Ltd.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23408.html https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23408.html Mon, 20 Sep 2010 00:00:00 -0700 2010-23408 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-20/pdf/2010-23408.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Optional Depth Data Enterprise License Fee https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23386.html https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23386.html Mon, 20 Sep 2010 00:00:00 -0700 2010-23386 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-20/pdf/2010-23386.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7019 https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23385.html https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23385.html Mon, 20 Sep 2010 00:00:00 -0700 2010-23385 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-20/pdf/2010-23385.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiver of Transaction Fee for Public Customer Orders in SPDR Options Executed in Open Outcry or in the Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23384.html https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23384.html Mon, 20 Sep 2010 00:00:00 -0700 2010-23384 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-20/pdf/2010-23384.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Regarding the Creation of a Universal Trade Capture Application and Automated Special Representative Facility https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23372.html https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23372.html Mon, 20 Sep 2010 00:00:00 -0700 2010-23372 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-20/pdf/2010-23372.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Sixteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Twelfth Substantive Amendment to the Restated Consolidated Quotation Plan https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23360.html https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23360.html Mon, 20 Sep 2010 00:00:00 -0700 2010-23360 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-20/pdf/2010-23360.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Fourteenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23359.html https://regulations.justia.com/regulations/fedreg/2010/09/20/2010-23359.html Mon, 20 Sep 2010 00:00:00 -0700 2010-23359 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-20/pdf/2010-23359.pdf