<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/09/16?registers=between
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Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/09/16?registers=between
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Notice - Agency Meeting
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23169.html
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23169.html
Thu, 16 Sep 2010 00:00:00 -0700
2010-23169
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23169.pdf
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Notice - Tri-Continental Corporation, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23113.html
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23113.html
Thu, 16 Sep 2010 00:00:00 -0700
2010-23113
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23113.pdf
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Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Trade Options on Leveraged Exchange-Traded Notes and To Broaden the Definition of “Futures-Linked Securities”
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23107.html
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23107.html
Thu, 16 Sep 2010 00:00:00 -0700
2010-23107
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23107.pdf
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Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Interpret By-Laws as to Dividend Adjustments
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23106.html
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23106.html
Thu, 16 Sep 2010 00:00:00 -0700
2010-23106
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23106.pdf
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Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Change the Transaction Fees for 51 Securities on CBSX
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23105.html
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23105.html
Thu, 16 Sep 2010 00:00:00 -0700
2010-23105
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23105.pdf
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Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23104.html
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23104.html
Thu, 16 Sep 2010 00:00:00 -0700
2010-23104
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23104.pdf
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Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Establish Fees for NASDAQ OMX PSX
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23103.html
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23103.html
Thu, 16 Sep 2010 00:00:00 -0700
2010-23103
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23103.pdf
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Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; National Stock Exchange, Inc.; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23076.html
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23076.html
Thu, 16 Sep 2010 00:00:00 -0700
2010-23076
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23076.pdf
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to Clearly Erroneous Transactions
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23075.html
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23075.html
Thu, 16 Sep 2010 00:00:00 -0700
2010-23075
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23075.pdf
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Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; National Stock Exchange, Inc.; Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23074.html
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23074.html
Thu, 16 Sep 2010 00:00:00 -0700
2010-23074
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23074.pdf
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating To Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23073.html
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-23073.html
Thu, 16 Sep 2010 00:00:00 -0700
2010-23073
Notice
http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-23073.pdf
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Rule - Facilitating Shareholder Director Nominations
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-22218.html
https://regulations.justia.com/regulations/fedreg/2010/09/16/2010-22218.html
Thu, 16 Sep 2010 00:00:00 -0700
2010-22218
Rule
http://www.gpo.gov/fdsys/pkg/FR-2010-09-16/pdf/2010-22218.pdf