<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/09/10?registers=between Sun, 29 Jun 2025 08:30:30 -0700 Sun, 29 Jun 2025 08:30:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/09/10?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22751.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22751.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22751 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22751.pdf Notice - State of the Municipal Securities Market Field Hearings https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22628.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22628.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22628 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22628.pdf Notice - Transamerica Asset Management, Inc. et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22623.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22623.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22623 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22623.pdf Notice - Tudor Employee Investment Fund LLC and Tudor Investment Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22622.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22622.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22622 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22622.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22602.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22602.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22602 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22602.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change, as Modified by Amendment No. 1, To List Series With Up to 12 Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Volatility Index https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22599.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22599.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22599 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22599.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22598.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22598.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22598 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22598.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22596.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22596.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22596 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22596.pdf Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22574.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22574.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22574 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22574.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22563.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22563.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22563 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22563.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Equities Orders From Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22562.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22562.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22562 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22562.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Certain Equities Orders From Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22557.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22557.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22557 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22557.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes From Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22556.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22556.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22556 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22556.pdf Notice - Joint Industry Plan; Order Approving Amendment To Add EDGA Exchange, Inc. and EDGX Exchange, Inc. as Participants to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22552.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22552.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22552 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22552.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.13 Regarding Maximum Permissible Response Time for Users of Order Delivery https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22551.html https://regulations.justia.com/regulations/fedreg/2010/09/10/2010-22551.html Fri, 10 Sep 2010 00:00:00 -0700 2010-22551 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-10/pdf/2010-22551.pdf