<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/09/08?registers=between Sat, 28 Jun 2025 02:19:27 -0700 Sat, 28 Jun 2025 02:19:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/09/08?registers=between Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendments to Rule A-3, on Membership on the Board To Comply With the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22414.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22414.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22414 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22414.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Waive Rules, Procedures, and Regulations of the Mortgage-Backed Securities Division https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22351.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22351.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22351 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22351.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Suspend or Waive DTC Rules and Procedures https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22350.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22350.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22350 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22350.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Authority To Suspend or Waive NSCC Rules and Procedures https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22349.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22349.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22349 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22349.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Create a Listing Market on the Exchange https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22296.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22296.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22296 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22296.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's MRVP https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22295.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22295.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22295 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22295.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Name of a BATS Exchange Routing Strategy https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22294.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22294.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22294 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22294.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22292.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22292.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22292 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22292.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of NYSE's Supplemental Liquidity Providers Pilot https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22291.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22291.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22291 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22291.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22290.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22290.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22290 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22290.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22289.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22289.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22289 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22289.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the $.50 Strike Price Program https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22287.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22287.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22287 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22287.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of Cambria Global Tactical ETF https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22286.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22286.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22286 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22286.pdf Rule - Temporary Registration of Municipal Advisors https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22255.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22255.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22255 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22255.pdf Rule - Delegation of Authority to the Director of Its Division of Enforcement https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22241.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22241.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22241 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22241.pdf Notice - Privacy Act of 1974: Systems of Records https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22227.html https://regulations.justia.com/regulations/fedreg/2010/09/08/2010-22227.html Wed, 08 Sep 2010 00:00:00 -0700 2010-22227 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-09-08/pdf/2010-22227.pdf