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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/08/19?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/08/19?registers=between
Notice - Joint Public Roundtable on Governance and Conflicts of Interest in the Clearing and Listing of Swaps and Security-Based Swaps
https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20591.html
https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20591.htmlThu, 19 Aug 2010 00:00:00 -07002010-20591Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20591.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing Strike Price Intervals for Options on Trust Issued Receipts, Including Holding Company Depositary Receipts
https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20554.html
https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20554.htmlThu, 19 Aug 2010 00:00:00 -07002010-20554Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20554.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposal To Extend the Cut-Off Time To Submit Contrary Exercise Advices
https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20553.html
https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20553.htmlThu, 19 Aug 2010 00:00:00 -07002010-20553Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20553.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating To Extend the Cut-Off Time To Submit Contrary Exercise Advices and Make Some Clerical and Conforming Changes
https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20552.html
https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20552.htmlThu, 19 Aug 2010 00:00:00 -07002010-20552Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20552.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC Amending Rule 980-Exercise of Options Contracts
https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20550.html
https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20550.htmlThu, 19 Aug 2010 00:00:00 -07002010-20550Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20550.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20537.html
https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20537.htmlThu, 19 Aug 2010 00:00:00 -07002010-20537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20537.pdfNotice - In the Matter of the Application of BATS Y-Exchange, Inc. for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission
https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20536.html
https://regulations.justia.com/regulations/fedreg/2010/08/19/2010-20536.htmlThu, 19 Aug 2010 00:00:00 -07002010-20536Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-08-19/pdf/2010-20536.pdf