<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/08/18?registers=between Wed, 25 Jun 2025 21:37:37 -0700 Wed, 25 Jun 2025 21:37:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/08/18?registers=between Notice - In the Matter of Four Crystal Funding, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20548.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20548.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20548 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20548.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 3.13 https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20474.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20474.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20474 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20474.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA Rule 2360 To Extend the Time To Submit a Contrary Exercise Advice and the Time for a Final Exercise Decision in the Event of a Modified Close of Trading https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20473.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20473.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20473 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20473.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC To Amend Exchange Rules Related to the Cut-off Time for Contrary Exercise Advice Submissions https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20472.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20472.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20472 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20472.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Amend Exchange Rules Related to the Cut-Off Time for Contrary Exercise Advice Submissions https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20471.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20471.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20471 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20471.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.24 Exercise of Options Contracts https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20470.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20470.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20470 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20470.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 23.1, Entitled “Exercise of Options Contracts” https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20468.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20468.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20468 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20468.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consisting of (i) Amendments to Rule G-8 (Books and Records To Be Made by Brokers, Dealers and Municipal Securities Dealers), Rule G-9 (Preservation of Records), and Rule G-11 (New Issue Syndicate Practices); (ii) a Proposed Interpretation of Rule G-17 (Conduct of Municipal Securities Activities); and (iii) the Deletion of a Previous Rule G-17 Interpretive Notice https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20467.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20467.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20467 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20467.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20407.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20407.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20407 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20407.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Trading Options on a Reduced Value of the DAX Index, Including Long-Term Options https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20406.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20406.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20406 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20406.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20374.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20374.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20374 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20374.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20373.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20373.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20373 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20373.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20371.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20371.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20371 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20371.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20370.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20370.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20370 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20370.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20369.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20369.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20369 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20369.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 3.13 https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20368.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20368.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20368 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20368.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; NASDAQ OMX BX, Inc.; The NASDAQ Stock Market LLC; National Stock Exchange, Inc.; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20366.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20366.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20366 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20366.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving the Proposed Rule Change To Adopt FINRA Rule 5121 (Public Offerings of Securities With Conflicts of Interest) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20365.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20365.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20365 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20365.pdf Notice - Notice of Solicitation of Public Comment on Consideration of Incorporating IFRS Into the Financial Reporting System for U.S. Issuers https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20358.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20358.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20358 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20358.pdf Notice - Notice of Solicitation of Public Comment on Consideration of Incorporating IFRS Into the Financial Reporting System for U.S. Issuers https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20357.html https://regulations.justia.com/regulations/fedreg/2010/08/18/2010-20357.html Wed, 18 Aug 2010 00:00:00 -0700 2010-20357 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-18/pdf/2010-20357.pdf