<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/08/09?registers=between Sun, 22 Dec 2024 10:41:32 -0800 Sun, 22 Dec 2024 10:41:32 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/08/09?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/08/09/2010-19713.html https://regulations.justia.com/regulations/fedreg/2010/08/09/2010-19713.html Mon, 09 Aug 2010 00:00:00 -0700 2010-19713 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-09/pdf/2010-19713.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2010/08/09/2010-19607.html https://regulations.justia.com/regulations/fedreg/2010/08/09/2010-19607.html Mon, 09 Aug 2010 00:00:00 -0700 2010-19607 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-09/pdf/2010-19607.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change Relating to the National Quotation Dissemination Service https://regulations.justia.com/regulations/fedreg/2010/08/09/2010-19606.html https://regulations.justia.com/regulations/fedreg/2010/08/09/2010-19606.html Mon, 09 Aug 2010 00:00:00 -0700 2010-19606 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-09/pdf/2010-19606.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2010/08/09/2010-19528.html https://regulations.justia.com/regulations/fedreg/2010/08/09/2010-19528.html Mon, 09 Aug 2010 00:00:00 -0700 2010-19528 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-09/pdf/2010-19528.pdf Notice - Kohlberg Capital Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/08/09/2010-19527.html https://regulations.justia.com/regulations/fedreg/2010/08/09/2010-19527.html Mon, 09 Aug 2010 00:00:00 -0700 2010-19527 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-09/pdf/2010-19527.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add 75 Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/08/09/2010-19519.html https://regulations.justia.com/regulations/fedreg/2010/08/09/2010-19519.html Mon, 09 Aug 2010 00:00:00 -0700 2010-19519 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-09/pdf/2010-19519.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 4530 (Reporting Requirements) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/08/09/2010-19505.html https://regulations.justia.com/regulations/fedreg/2010/08/09/2010-19505.html Mon, 09 Aug 2010 00:00:00 -0700 2010-19505 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-09/pdf/2010-19505.pdf