<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/08/04?registers=between Mon, 21 Jul 2025 18:36:27 -0700 Mon, 21 Jul 2025 18:36:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/08/04?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19227.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19227.html Wed, 04 Aug 2010 00:00:00 -0700 2010-19227 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19227.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Enhanced Customer Disclosure Rules Concerning Transactions Outside of Regular Trading Hours https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19225.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19225.html Wed, 04 Aug 2010 00:00:00 -0700 2010-19225 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19225.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31(x) https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19224.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19224.html Wed, 04 Aug 2010 00:00:00 -0700 2010-19224 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19224.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Relating to the Guaranteed Allocation for Lead Market Makers and Directed Order Market Makers https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19223.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19223.html Wed, 04 Aug 2010 00:00:00 -0700 2010-19223 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19223.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19222.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19222.html Wed, 04 Aug 2010 00:00:00 -0700 2010-19222 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19222.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Seventy-Five Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19221.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19221.html Wed, 04 Aug 2010 00:00:00 -0700 2010-19221 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19221.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add 75 Options Classes To the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19220.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19220.html Wed, 04 Aug 2010 00:00:00 -0700 2010-19220 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19220.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Closing Cross Fees for Market-on-Close and Limit-on-Close Orders https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19219.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19219.html Wed, 04 Aug 2010 00:00:00 -0700 2010-19219 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19219.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.12 https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19218.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19218.html Wed, 04 Aug 2010 00:00:00 -0700 2010-19218 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19218.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by OneChicago, Amending Rule 419(a), Regulatory Halts https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19217.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19217.html Wed, 04 Aug 2010 00:00:00 -0700 2010-19217 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19217.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.12 https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19215.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19215.html Wed, 04 Aug 2010 00:00:00 -0700 2010-19215 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19215.pdf Notice - Self-Regulatory Organizations; NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees for Routing to Away Markets https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19111.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19111.html Wed, 04 Aug 2010 00:00:00 -0700 2010-19111 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19111.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19110.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19110.html Wed, 04 Aug 2010 00:00:00 -0700 2010-19110 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19110.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Regarding Listing and Trading of the PIMCO Build America Bond Strategy Fund https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19083.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-19083.html Wed, 04 Aug 2010 00:00:00 -0700 2010-19083 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-19083.pdf Proposed Rule - Mutual Fund Distribution Fees; Confirmations https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-18305.html https://regulations.justia.com/regulations/fedreg/2010/08/04/2010-18305.html Wed, 04 Aug 2010 00:00:00 -0700 2010-18305 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-08-04/pdf/2010-18305.pdf