Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/07/29?limit=200®isters=between&mode=atom2024-12-22T08:40:17-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18675.htmlNotice - Northern Funds, et al.; Notice of Application2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18675Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18675.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18673.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees Assessed for Supplemental MPIDs2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18673Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18673.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18672.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18672Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18672.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18671.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, To Amend Certain Corporate Governance Disclosure Requirements for Listed Companies2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18671Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18671.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18608.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend Addendum C of Its Rules and Procedures To Implement Risk Enhancements to Its Stock Borrow Program2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18608Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18608.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18607.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend OCC's By-Laws and Rules To Change Its Method of Holding Certain Securities Pledged by Members To Satisfy Margin and Clearing Fund Obligations2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18607Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18607.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18584.htmlNotice - Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18584Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18584.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18573.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange To Receive Inbound Routes of Orders From Nasdaq Options Services2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18573Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18573.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18572.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the $1 Strike Program on the Boston Options Exchange Facility2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18572Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18572.pdf