<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/07/15?registers=between Thu, 26 Jun 2025 10:23:01 -0700 Thu, 26 Jun 2025 10:23:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/07/15?registers=between Notice - Fineline Holdings, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17359.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17359.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17359 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17359.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating To Amending the Codes of Arbitration Procedure To Increase the Number of Arbitrators on Lists Generated by the Neutral List Selection System https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17275.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17275.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17275 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17275.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Amendment Nos. 2 and 3, and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Adopt as a Pilot Program a New Rule Series for the Trading of Securities Listed on the Nasdaq Stock Market Pursuant to Unlisted Trading Privileges, and Amending Existing NYSE Amex Equities Rules as Needed To Accommodate the Trading of Nasdaq-Listed Securities on the Exchange https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17274.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17274.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17274 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17274.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending the Direct Edge ECN Fee Schedule; Correction https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17215.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17215.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17215 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17215.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17195.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17195.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17195 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17195.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Options on the Sprott Physical Gold Trust https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17194.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17194.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17194 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17194.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17193.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17193.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17193 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17193.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing of the Wilshire Micro-Cap ETF https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17192.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17192.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17192 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17192.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17191.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17191.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17191 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17191.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17190.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17190.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17190 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17190.pdf