<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/07/12?registers=between Sun, 22 Dec 2024 06:22:24 -0800 Sun, 22 Dec 2024 06:22:24 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/07/12?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-17057.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-17057.html Mon, 12 Jul 2010 00:00:00 -0700 2010-17057 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-17057.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 11000 Series (Uniform Practice Code) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16866.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16866.html Mon, 12 Jul 2010 00:00:00 -0700 2010-16866 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16866.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Arca, Inc. Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16852.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16852.html Mon, 12 Jul 2010 00:00:00 -0700 2010-16852 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16852.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To List Options on Trust Issued Receipts in $1 Strike Intervals https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16851.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16851.html Mon, 12 Jul 2010 00:00:00 -0700 2010-16851 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16851.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Expand Its $1 Strike Program https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16850.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16850.html Mon, 12 Jul 2010 00:00:00 -0700 2010-16850 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16850.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Regarding Membership and Mutual Fund Services https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16847.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16847.html Mon, 12 Jul 2010 00:00:00 -0700 2010-16847 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16847.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16846.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16846.html Mon, 12 Jul 2010 00:00:00 -0700 2010-16846 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16846.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16841.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16841.html Mon, 12 Jul 2010 00:00:00 -0700 2010-16841 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16841.pdf