<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/07/02?registers=between Thu, 26 Jun 2025 02:02:26 -0700 Thu, 26 Jun 2025 02:02:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/07/02?registers=between Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 405(4)-NYSE Amex Equities to Correspond with Rule Changes of the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/07/02/C1-2010-14360.html https://regulations.justia.com/regulations/fedreg/2010/07/02/C1-2010-14360.html Fri, 02 Jul 2010 00:00:00 -0700 C1-2010-14360 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/C1-2010-14360.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Options on Conventional Index-Linked Securities and Amendment to the Options Disclosure Document Inside Front Cover https://regulations.justia.com/regulations/fedreg/2010/07/02/C1-2010-12986.html https://regulations.justia.com/regulations/fedreg/2010/07/02/C1-2010-12986.html Fri, 02 Jul 2010 00:00:00 -0700 C1-2010-12986 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/C1-2010-12986.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Relating to Fees for the ISE Order Feed https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16147.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16147.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16147 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16147.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16146.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16146.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16146 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16146.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16145.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16145.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16145 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16145.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16144.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16144.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16144 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16144.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16143.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16143.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16143 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16143.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List Options on Trust Issued Receipts in $1 Strike Intervals https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16142.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16142.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16142 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16142.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of the Initial Fees for Post-Demutualization Trading Permits, Tier Appointment and Bandwidth Packets https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16141.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16141.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16141 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16141.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain Rule Text Which Has Been Made Unnecessary Due to the Decommissioning of the OCC Hub https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16124.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16124.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16124 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16124.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance the Process for Transfers Through the Automated Customer Account Transfer Service https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16108.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16108.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16108 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16108.pdf Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule Change To Revise Its Procedures Regarding Securities Delivered To or From Participant Accounts Through the Automated Customer Account Transfer Service of National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16107.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16107.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16107 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16107.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Amend the Bylaws of NYSE Euronext To Adopt a Majority Voting Standard in Uncontested Elections of Directors https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16106.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16106.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16106 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16106.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Amend the Bylaws of NYSE Euronext To Adopt a Majority Voting Standard in Uncontested Elections of Directors https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16105.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16105.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16105 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16105.pdf