<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/06?registers=between&min-day=1&max-day=30 Tue, 30 Apr 2024 03:50:49 -0700 Tue, 30 Apr 2024 03:50:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/06?registers=between&min-day=1&max-day=30 Notice - Aris Industries, Inc., Bene Io, Inc., Commodore Separation Technologies, Inc., Food Integrated Technologies, Inc., Gap Instrument Corp., Skysat Communications Network Corp., and Vicon Fiber Optics Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-16000.html https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-16000.html Wed, 30 Jun 2010 00:00:00 -0700 2010-16000 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-16000.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 7.11 To Set Forth How the Exchange Will Handle Order Flow During a Regulatory Halt for a Security Listed on an Exchange Other Than NYSE Arca https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15893.html https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15893.html Wed, 30 Jun 2010 00:00:00 -0700 2010-15893 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-15893.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Revise Its By-Laws and Rules To Establish a Clearing Fund Amount Intended To Support Losses Under a Defined Set of Default Scenarios https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15892.html https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15892.html Wed, 30 Jun 2010 00:00:00 -0700 2010-15892 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-15892.pdf Notice - Lazard Global Total Return and Income Fund, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15887.html https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15887.html Wed, 30 Jun 2010 00:00:00 -0700 2010-15887 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-15887.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC to Expand and Permanently Establish Its Short Term Option Program https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15825.html https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15825.html Wed, 30 Jun 2010 00:00:00 -0700 2010-15825 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-15825.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca To Expand and Permanently Establish Its Short Term Option Program https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15824.html https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15824.html Wed, 30 Jun 2010 00:00:00 -0700 2010-15824 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-15824.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15823.html https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15823.html Wed, 30 Jun 2010 00:00:00 -0700 2010-15823 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-15823.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement an Equity Rights Program https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15822.html https://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15822.html Wed, 30 Jun 2010 00:00:00 -0700 2010-15822 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-15822.pdf Notice - Sunshine Act; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15821.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15821.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15821 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15821.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Adopting NYSE Arca Equities Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood to Also Include FINRA, as Applicable https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15754.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15754.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15754 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15754.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Adopting Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood To Also Include FINRA, as Applicable https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15753.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15753.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15753 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15753.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Listing and Trading of the WisdomTree Emerging Markets Local Debt Fund https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15752.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15752.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15752 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15752.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of WisdomTree Dreyfus Commodity Currency Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15750.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15750.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15750 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15750.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding Listing and Trading Shares of AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15749.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15749.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15749 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15749.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2.4 https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15748.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15748.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15748 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15748.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Arca Equities Rule 7.10 Relating to Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15747.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15747.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15747 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15747.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to the Guaranteed Allocation for Lead Market Makers and Directed Order Market Makers https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15746.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15746.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15746 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15746.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish in the Market for OTC Equity Securities Certain Regulatory Protections Derived From Certain Rules Adopted by the Commission in the Market for Listed Securities https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15707.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15707.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15707 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15707.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15706.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15706.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15706 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15706.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adopting New Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood to Also Include FINRA, as Applicable. https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15650.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15650.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15650 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15650.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood To Also Include FINRA, as Applicable https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15649.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15649.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15649 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15649.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 1000 Regarding Order Size Eligible for Automatic Execution https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15597.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15597.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15597 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15597.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000 Regarding Order Size Eligible for Automatic Execution https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15594.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15594.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15594 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15594.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to the CBSX Clearly Erroneous Policy https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15591.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15591.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15591 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15591.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Article 20, Rule 10 Regarding Clearly Erroneous Transactions https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15590.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15590.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15590 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15590.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 11.19, Entitled “Clearly Erroneous Executions” https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15588.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15588.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15588 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15588.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To Amend NASDAQ OMX BX Rule 11890 Governing Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15550.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15550.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15550 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15550.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15549.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15549.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15549 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15549.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.17, entitled “Clearly Erroneous Executions” https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15547.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15547.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15547 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15547.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend EDGX Rule 11.13, Entitled “Clearly Erroneous Executions” https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15546.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15546.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15546 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15546.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend EDGA Rule 11.13, Entitled “Clearly Erroneous Executions” https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15545.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15545.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15545 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15545.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NASDAQ Rule 11890 Governing Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15543.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15543.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15543 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15543.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 128 Relating to Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15542.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15542.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15542 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15542.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 128 Relating to Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15541.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15541.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15541 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15541.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15540.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15540.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15540 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15540.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Sprott Physical Gold Shares https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15539.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15539.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15539 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15539.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15537.html https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15537.html Mon, 28 Jun 2010 00:00:00 -0700 2010-15537 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15537.pdf Notice - Channel America Television Network, Inc., EquiMed, Inc., Kore Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix, Inc.), Security Investments Group, Inc., Shared Technologies Cellular, Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/a Silver Star Foods, Inc.), and V-One Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15586.html https://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15586.html Fri, 25 Jun 2010 00:00:00 -0700 2010-15586 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-25/pdf/2010-15586.pdf Notice - SSE Telecom, Inc., Strategic Alliance Group, Inc., (n/k/a CruiseCam International, Inc.), Stratasec, Inc., Superfly Advertising, Inc. (f/k/a Morlex, Inc.), SVI Media, Inc., Symons International Group, Inc., Synergy Renewable Resources, Inc., and Syntech International, Inc. (n/k/a Avalon Technology Group, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15585.html https://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15585.html Fri, 25 Jun 2010 00:00:00 -0700 2010-15585 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-25/pdf/2010-15585.pdf Notice - Pruco Life Insurance Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15362.html https://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15362.html Fri, 25 Jun 2010 00:00:00 -0700 2010-15362 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-25/pdf/2010-15362.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish a Revenue Sharing Program With Correlix, Inc. https://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15361.html https://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15361.html Fri, 25 Jun 2010 00:00:00 -0700 2010-15361 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-25/pdf/2010-15361.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Equity Options https://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15360.html https://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15360.html Fri, 25 Jun 2010 00:00:00 -0700 2010-15360 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-25/pdf/2010-15360.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 8210 To Require Information Provided via Portable Media Device Be Encrypted https://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15359.html https://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15359.html Fri, 25 Jun 2010 00:00:00 -0700 2010-15359 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-25/pdf/2010-15359.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Related to the Price Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15357.html https://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15357.html Fri, 25 Jun 2010 00:00:00 -0700 2010-15357 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-25/pdf/2010-15357.pdf Notice - Green Energy Resources, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15425.html https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15425.html Thu, 24 Jun 2010 00:00:00 -0700 2010-15425 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15425.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Amend NYSE Arca Rule 3.3(a) and Section 401(a) of the Exchange's Bylaws To Eliminate the Exchange's Audit Committee, Compensation Committee, and Regulatory Oversight Committee https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15285.html https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15285.html Thu, 24 Jun 2010 00:00:00 -0700 2010-15285 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15285.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change Relating to the Corporate Restructuring of C2 in Connection With the Demutualization of the Chicago Board Options Exchange, Incorporated https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15281.html https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15281.html Thu, 24 Jun 2010 00:00:00 -0700 2010-15281 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15281.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15280.html https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15280.html Thu, 24 Jun 2010 00:00:00 -0700 2010-15280 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15280.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Hybrid Matching Algorithms https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15279.html https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15279.html Thu, 24 Jun 2010 00:00:00 -0700 2010-15279 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15279.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Discontinuation of the MSRB Public Access Facility https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15268.html https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15268.html Thu, 24 Jun 2010 00:00:00 -0700 2010-15268 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15268.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Rules Relating to Directed Orders and Eligible Orders https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15267.html https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15267.html Thu, 24 Jun 2010 00:00:00 -0700 2010-15267 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15267.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .01 to Rule 5.32 To Permit Certain FLEX Options To Trade Under the FLEX Trading Procedures for a Limited Time on a Closing Only Basis https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15248.html https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15248.html Thu, 24 Jun 2010 00:00:00 -0700 2010-15248 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15248.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC To Clarify the Applicable Time Period of Trading Pauses on Trading Days With an Early Scheduled Close https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15247.html https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15247.html Thu, 24 Jun 2010 00:00:00 -0700 2010-15247 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15247.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 123C To Allow Exchange Systems To Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-the-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15246.html https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15246.html Thu, 24 Jun 2010 00:00:00 -0700 2010-15246 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15246.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Rule 123C To Allow Exchange Systems To Provide Order Imbalance Information With Respect to Market At-the-Close and Marketable Limit At-the-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15245.html https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15245.html Thu, 24 Jun 2010 00:00:00 -0700 2010-15245 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15245.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Do-Not-Route Orders https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15242.html https://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15242.html Thu, 24 Jun 2010 00:00:00 -0700 2010-15242 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15242.pdf Notice - Privacy Act of 1974: Systems of Records https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15233.html https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15233.html Wed, 23 Jun 2010 00:00:00 -0700 2010-15233 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15233.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15135.html https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15135.html Wed, 23 Jun 2010 00:00:00 -0700 2010-15135 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15135.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15134.html https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15134.html Wed, 23 Jun 2010 00:00:00 -0700 2010-15134 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15134.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Its Rules To Incorporate the Receipt and Execution of Odd-Lot Interest Into the Round Lot Market and Decommission the Use of the “Odd-Lot System” https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15133.html https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15133.html Wed, 23 Jun 2010 00:00:00 -0700 2010-15133 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15133.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Its Rules To Incorporate the Receipt and Execution of Odd-Lot Interest Into the Round Lot Market and Decommission the Use of the “Odd-Lot System” https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15132.html https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15132.html Wed, 23 Jun 2010 00:00:00 -0700 2010-15132 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15132.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To List Options on Trust Issued Receipts in $1 Strike Intervals https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15131.html https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15131.html Wed, 23 Jun 2010 00:00:00 -0700 2010-15131 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15131.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) To Extend the Operation of a Pilot Operating Pursuant to the Rule Until December 1, 2010 https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15129.html https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15129.html Wed, 23 Jun 2010 00:00:00 -0700 2010-15129 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15129.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Clearing Options on the CBOE Gold ETF Volatility Index https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15128.html https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15128.html Wed, 23 Jun 2010 00:00:00 -0700 2010-15128 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15128.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Appointment Cost for Options on the iPath S&P 500 VIX Short-Term Futures Index ETN (VXX) https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15127.html https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15127.html Wed, 23 Jun 2010 00:00:00 -0700 2010-15127 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15127.pdf Proposed Rule - Investment Company Advertising: Target Date Retirement Fund Names and Marketing https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15012.html https://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15012.html Wed, 23 Jun 2010 00:00:00 -0700 2010-15012 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15012.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/06/22/2010-15147.html https://regulations.justia.com/regulations/fedreg/2010/06/22/2010-15147.html Tue, 22 Jun 2010 00:00:00 -0700 2010-15147 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-22/pdf/2010-15147.pdf Notice - In the Matter of Aphton Corp., Apollo International of Delaware, Inc., Applewoods, Inc., Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a Greencore Technology, Inc.), Aquagenix, Inc., Aquapro Corp., Asconi Corp., Asia Electronics Holding Co., Inc., Asian Star Development, Inc., Associated Golf Management, Inc. (n/k/a Delta Mining & Exploration Corp.), Avalon Borden Companies, Inc., Avasoft, Inc., Aviation Holdings Group, Inc., and Azur Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/06/21/2010-15040.html https://regulations.justia.com/regulations/fedreg/2010/06/21/2010-15040.html Mon, 21 Jun 2010 00:00:00 -0700 2010-15040 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-21/pdf/2010-15040.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/06/21/2010-15011.html https://regulations.justia.com/regulations/fedreg/2010/06/21/2010-15011.html Mon, 21 Jun 2010 00:00:00 -0700 2010-15011 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-21/pdf/2010-15011.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5141 (Sale of Securities in a Fixed Price Offering) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/06/21/2010-14967.html https://regulations.justia.com/regulations/fedreg/2010/06/21/2010-14967.html Mon, 21 Jun 2010 00:00:00 -0700 2010-14967 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-21/pdf/2010-14967.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC To Establish a Short Term Option Program https://regulations.justia.com/regulations/fedreg/2010/06/21/2010-14966.html https://regulations.justia.com/regulations/fedreg/2010/06/21/2010-14966.html Mon, 21 Jun 2010 00:00:00 -0700 2010-14966 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-21/pdf/2010-14966.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Establish a Short Term Option Program https://regulations.justia.com/regulations/fedreg/2010/06/21/2010-14965.html https://regulations.justia.com/regulations/fedreg/2010/06/21/2010-14965.html Mon, 21 Jun 2010 00:00:00 -0700 2010-14965 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-21/pdf/2010-14965.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC To List Options on Trust Issued Receipts in $1 Strike Intervals https://regulations.justia.com/regulations/fedreg/2010/06/21/2010-14964.html https://regulations.justia.com/regulations/fedreg/2010/06/21/2010-14964.html Mon, 21 Jun 2010 00:00:00 -0700 2010-14964 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-21/pdf/2010-14964.pdf Notice - Consolidated Tape Association; Order Approving the Fifteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Eleventh Substantive Amendment to the Restated Consolidated Quotation Plan https://regulations.justia.com/regulations/fedreg/2010/06/18/2010-14740.html https://regulations.justia.com/regulations/fedreg/2010/06/18/2010-14740.html Fri, 18 Jun 2010 00:00:00 -0700 2010-14740 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-18/pdf/2010-14740.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees https://regulations.justia.com/regulations/fedreg/2010/06/18/2010-14739.html https://regulations.justia.com/regulations/fedreg/2010/06/18/2010-14739.html Fri, 18 Jun 2010 00:00:00 -0700 2010-14739 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-18/pdf/2010-14739.pdf Notice - Order Granting Application for Extension of a Temporary Conditional Exemption Pursuant to Section 36(a) of the Exchange Act by the International Securities Exchange, LLC Relating to the Ownership Interest of International Securities Exchange Holdings, Inc. in an Electronic Communications Network https://regulations.justia.com/regulations/fedreg/2010/06/18/2010-14684.html https://regulations.justia.com/regulations/fedreg/2010/06/18/2010-14684.html Fri, 18 Jun 2010 00:00:00 -0700 2010-14684 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-18/pdf/2010-14684.pdf Notice - Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues https://regulations.justia.com/regulations/fedreg/2010/06/18/2010-14564.html https://regulations.justia.com/regulations/fedreg/2010/06/18/2010-14564.html Fri, 18 Jun 2010 00:00:00 -0700 2010-14564 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-18/pdf/2010-14564.pdf Notice - American Energy Services, Inc., Dynacore Patent Litigation Trust, Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI, Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas Equity International Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14735.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14735.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14735 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14735.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14722.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14722.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14722 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14722.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14677.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14677.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14677 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14677.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Qualification Standards for Market Makers To Receive a Rebate for Adding Liquidity https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14676.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14676.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14676 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14676.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C To Clarify Reopening Procedures https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14675.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14675.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14675 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14675.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.65 To Provide That the Exchange Will Halt Trading When an Underlying Security Is the Subject of a Trading Pause https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14671.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14671.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14671 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14671.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C To Clarify Reopening Procedures https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14670.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14670.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14670 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14670.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca US LLC Amending NYSE Arca Equities Rule 7.11 To Set Forth How the Exchange Will Handle Order Flow During a Trading Pause for a Security Listed on an Exchange Other Than NYSE Arca https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14669.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14669.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14669 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14669.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt NASD Rule 3210 (Short Sale Delivery Requirements) as FINRA Rule 4320 in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14609.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14609.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14609 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14609.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend Certain Corporate Governance Disclosure Requirements for Listed Companies https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14608.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14608.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14608 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14608.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Rule 953NY To Provide That the Exchange Will Halt Trading When an Underlying Security Is the Subject of a Trading Pause https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14607.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14607.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14607 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14607.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Individual Equity Options Overlying Stocks Subject to Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14606.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14606.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14606 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14606.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trading Halts https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14605.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14605.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14605 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14605.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Security https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14604.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14604.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14604 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14604.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Security https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14603.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14603.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14603 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14603.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Halting Trading Whenever Trading in the Underlying Security Has Been Paused by the Primary Listing Market https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14602.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14602.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14602 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14602.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rescind Rule 60A-NYSE Amex Equities https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14601.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14601.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14601 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14601.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change To Establish New Fee for TotalView Service Available to Non-Professionals and to Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14600.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14600.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14600 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14600.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14576.html https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14576.html Wed, 16 Jun 2010 00:00:00 -0700 2010-14576 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14576.pdf Notice - Micro Laboratories, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14574.html https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14574.html Wed, 16 Jun 2010 00:00:00 -0700 2010-14574 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14574.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish New Rule 6.89 https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14444.html https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14444.html Wed, 16 Jun 2010 00:00:00 -0700 2010-14444 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14444.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by EDGA Exchange, Inc. Relating to Direct Edge, Inc. https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14443.html https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14443.html Wed, 16 Jun 2010 00:00:00 -0700 2010-14443 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14443.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid-Ask Parameters During Auctions https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14442.html https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14442.html Wed, 16 Jun 2010 00:00:00 -0700 2010-14442 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14442.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by EDGX Exchange, Inc. Relating to Direct Edge, Inc. https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14441.html https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14441.html Wed, 16 Jun 2010 00:00:00 -0700 2010-14441 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14441.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; NASDAQ OMX BX, Inc.; International Securities Exchange LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; The NASDAQ Stock Market LLC; Chicago Stock Exchange, Inc.; National Stock Exchange, Inc.; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14435.html https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14435.html Wed, 16 Jun 2010 00:00:00 -0700 2010-14435 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14435.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Accelerated Approval to Proposed Rule Change To Amend FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) To Permit FINRA To Halt Trading by FINRA Members Otherwise Than on an Exchange Where a Primary Listing Market Has Issued a Trading Pause Due to Extraordinary Market Conditions https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14434.html https://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14434.html Wed, 16 Jun 2010 00:00:00 -0700 2010-14434 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14434.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C(9)(a)(1) To Extend the Operation of a Pilot Operating Pursuant to the Rule Until December 1, 2010 https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14368.html https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14368.html Tue, 15 Jun 2010 00:00:00 -0700 2010-14368 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14368.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Outdated References in the Exchange's Schedule of Fees https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14367.html https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14367.html Tue, 15 Jun 2010 00:00:00 -0700 2010-14367 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14367.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Temporary Rule 1903 https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14366.html https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14366.html Tue, 15 Jun 2010 00:00:00 -0700 2010-14366 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14366.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the United States Commodity Index Fund https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14365.html https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14365.html Tue, 15 Jun 2010 00:00:00 -0700 2010-14365 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14365.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications to the Rules of the Government Securities Division https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14364.html https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14364.html Tue, 15 Jun 2010 00:00:00 -0700 2010-14364 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14364.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14363.html https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14363.html Tue, 15 Jun 2010 00:00:00 -0700 2010-14363 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14363.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Halts in Foreign Currency Options Under Rule 133 https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14362.html https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14362.html Tue, 15 Jun 2010 00:00:00 -0700 2010-14362 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14362.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 405(4) To Correspond With Rule Changes of the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14361.html https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14361.html Tue, 15 Jun 2010 00:00:00 -0700 2010-14361 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14361.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 405(4)-NYSE Amex Equities To Correspond With Rule Changes of the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14360.html https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14360.html Tue, 15 Jun 2010 00:00:00 -0700 2010-14360 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14360.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 5.2(b)(1) https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14359.html https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14359.html Tue, 15 Jun 2010 00:00:00 -0700 2010-14359 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14359.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC and NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes Relating to Listing and Trading Options on the ETFS Palladium Trust and the ETFS Platinum Trust https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14358.html https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14358.html Tue, 15 Jun 2010 00:00:00 -0700 2010-14358 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14358.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14357.html https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14357.html Tue, 15 Jun 2010 00:00:00 -0700 2010-14357 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14357.pdf Notice - DWS Advisor Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14356.html https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14356.html Tue, 15 Jun 2010 00:00:00 -0700 2010-14356 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14356.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14355.html https://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14355.html Tue, 15 Jun 2010 00:00:00 -0700 2010-14355 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14355.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/06/14/2010-14354.html https://regulations.justia.com/regulations/fedreg/2010/06/14/2010-14354.html Mon, 14 Jun 2010 00:00:00 -0700 2010-14354 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-14/pdf/2010-14354.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14148.html https://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14148.html Fri, 11 Jun 2010 00:00:00 -0700 2010-14148 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-11/pdf/2010-14148.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14057.html https://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14057.html Fri, 11 Jun 2010 00:00:00 -0700 2010-14057 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-11/pdf/2010-14057.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14056.html https://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14056.html Fri, 11 Jun 2010 00:00:00 -0700 2010-14056 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-11/pdf/2010-14056.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14055.html https://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14055.html Fri, 11 Jun 2010 00:00:00 -0700 2010-14055 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-11/pdf/2010-14055.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14054.html https://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14054.html Fri, 11 Jun 2010 00:00:00 -0700 2010-14054 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-11/pdf/2010-14054.pdf Notice - EQ Advisors Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14052.html https://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14052.html Fri, 11 Jun 2010 00:00:00 -0700 2010-14052 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-11/pdf/2010-14052.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Listing Options Series That Are Restricted to Closing Transactions if Such Series Are Listed and Restricted to Closing Transactions on Another National Securities Exchange and to Permit Opening Transactions by Market Makers To Accommodate Closing Transactions of Other Market Participants in Option Series Where the Underlying Security Does Not Meet the Then Current Requirements for Continuance of Such Approval https://regulations.justia.com/regulations/fedreg/2010/06/10/2010-13932.html https://regulations.justia.com/regulations/fedreg/2010/06/10/2010-13932.html Thu, 10 Jun 2010 00:00:00 -0700 2010-13932 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-10/pdf/2010-13932.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Deleting NYSE Rules 352(e)-(g) and Adopting New Rule 3240 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/06/10/2010-13931.html https://regulations.justia.com/regulations/fedreg/2010/06/10/2010-13931.html Thu, 10 Jun 2010 00:00:00 -0700 2010-13931 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-10/pdf/2010-13931.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Deleting Rules 352(e)-(g)-NYSE Amex Equities and Adopting New Rule 3240-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/06/10/2010-13930.html https://regulations.justia.com/regulations/fedreg/2010/06/10/2010-13930.html Thu, 10 Jun 2010 00:00:00 -0700 2010-13930 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-10/pdf/2010-13930.pdf Rule - Amendment to Municipal Securities Disclosure https://regulations.justia.com/regulations/fedreg/2010/06/10/2010-13165.html https://regulations.justia.com/regulations/fedreg/2010/06/10/2010-13165.html Thu, 10 Jun 2010 00:00:00 -0700 2010-13165 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-06-10/pdf/2010-13165.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13834.html https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13834.html Wed, 09 Jun 2010 00:00:00 -0700 2010-13834 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13834.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13833.html https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13833.html Wed, 09 Jun 2010 00:00:00 -0700 2010-13833 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13833.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13832.html https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13832.html Wed, 09 Jun 2010 00:00:00 -0700 2010-13832 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13832.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13831.html https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13831.html Wed, 09 Jun 2010 00:00:00 -0700 2010-13831 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13831.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13830.html https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13830.html Wed, 09 Jun 2010 00:00:00 -0700 2010-13830 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13830.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change Its Transaction Fees and Rebates to Exchange Participants for SRO Fees and DEA Examinations https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13828.html https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13828.html Wed, 09 Jun 2010 00:00:00 -0700 2010-13828 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13828.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rebates for Adding and Fees for Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13827.html https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13827.html Wed, 09 Jun 2010 00:00:00 -0700 2010-13827 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13827.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing of the Teucrium Corn Fund https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13826.html https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13826.html Wed, 09 Jun 2010 00:00:00 -0700 2010-13826 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13826.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Amount of Its Trading Permit Cancellation Fee https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13825.html https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13825.html Wed, 09 Jun 2010 00:00:00 -0700 2010-13825 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13825.pdf Notice - FFCM, LLC and FQF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13822.html https://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13822.html Wed, 09 Jun 2010 00:00:00 -0700 2010-13822 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13822.pdf Notice - Miracor Diagnostics, Inc., Monaco Finance, Inc., MPEL Holdings Corp. (f/k/a Computer Transceiver Systems, Inc.), MR3 Systems, Inc., Mutual Risk Management, Ltd.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13823.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13823.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13823 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13823.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13767.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13767.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13767 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13767.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13766.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13766.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13766 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13766.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.82 https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13765.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13765.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13765 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13765.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA Rule 9554 To Eliminate Explicitly the Inability-To-Pay Defense in the Expedited Proceedings Context https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13764.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13764.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13764 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13764.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13664.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13664.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13664 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13664.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Eligible Order Types https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13663.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13663.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13663 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13663.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 4210 (Margin Requirements), FINRA Rule 4220 (Daily Record of Required Margin) and FINRA Rule 4230 (Required Submissions for Requests for Extensions of Time Under Regulation T and SEC Rule 15c3-3) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13662.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13662.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13662 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13662.pdf Proposed Rule - Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13129.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13129.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13129 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13129.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13503.html https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13503.html Fri, 04 Jun 2010 00:00:00 -0700 2010-13503 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13503.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Fees https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13461.html https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13461.html Fri, 04 Jun 2010 00:00:00 -0700 2010-13461 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13461.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5121 (Public Offerings of Securities With Conflicts of Interest) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13460.html https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13460.html Fri, 04 Jun 2010 00:00:00 -0700 2010-13460 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13460.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13459.html https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13459.html Fri, 04 Jun 2010 00:00:00 -0700 2010-13459 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13459.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Correlated Instrument Delta Hedge Exemption https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13439.html https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13439.html Fri, 04 Jun 2010 00:00:00 -0700 2010-13439 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13439.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13438.html https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13438.html Fri, 04 Jun 2010 00:00:00 -0700 2010-13438 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13438.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Enable the Listing and Trading of Options on the Sprott Physical Gold Trust https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13437.html https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13437.html Fri, 04 Jun 2010 00:00:00 -0700 2010-13437 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13437.pdf Notice - In the Matter of Sintec Co. Ltd.: Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13440.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13440.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13440 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13440.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 19.5, entitled “Minimum Participation Requirement for Opening Trading of Option Series” https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13341.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13341.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13341 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13341.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Reporting Requirements Punishable Under its MRVP https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13340.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13340.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13340 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13340.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Violations of its Communications and Give-up Policies to its MRVP https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13339.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13339.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13339 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13339.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Violations of Its Communications and Give-Up Policies to Its MRVP https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13338.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13338.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13338 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13338.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reformatting the Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13337.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13337.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13337 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13337.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Approving Proposed Rule Change To Establish the NYSE BBO Service https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13336.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13336.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13336 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13336.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving Proposed Rule Change To Establish NYSE Amex Trades and NYSE Amex BBO Services and Related Fees https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13335.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13335.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13335 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13335.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Modify the Fees for NYSE Arca Trades, To Establish the NYSE Arca BBO Service and Related Fees, and To Provide an Alternative Unit-of-Count Methodology for Those Services https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13334.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13334.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13334 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13334.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13332.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13332.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13332 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13332.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13331.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13331.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13331 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13331.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13329.html https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13329.html Wed, 02 Jun 2010 00:00:00 -0700 2010-13329 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13329.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13161.html https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13161.html Wed, 02 Jun 2010 00:00:00 -0700 2010-13161 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13161.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit CBOE To Open Short Term Option Series on Thursdays https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13160.html https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13160.html Wed, 02 Jun 2010 00:00:00 -0700 2010-13160 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13160.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Amendments to the Continuing Disclosure Service of the MSRB's Electronic Municipal Market Access System (EMMA®) https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13159.html https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13159.html Wed, 02 Jun 2010 00:00:00 -0700 2010-13159 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13159.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13158.html https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13158.html Wed, 02 Jun 2010 00:00:00 -0700 2010-13158 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13158.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Rule G-32, on Disclosures in Connection with Primary Offerings, Form G-32, and the Primary Market Disclosure and Primary Market Subscription Services of the MSRB's Electronic Municipal Market Access System (EMMA®) https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13156.html https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13156.html Wed, 02 Jun 2010 00:00:00 -0700 2010-13156 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13156.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Additional Voluntary Submissions by Issuers to the MSRB's Electronic Municipal Market Access System (EMMA®) https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13155.html https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13155.html Wed, 02 Jun 2010 00:00:00 -0700 2010-13155 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13155.pdf Notice - Hercules Technology Growth Capital, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13154.html https://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13154.html Wed, 02 Jun 2010 00:00:00 -0700 2010-13154 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13154.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Post-Demutualization Trading Permit Application Fee https://regulations.justia.com/regulations/fedreg/2010/06/01/2010-13038.html https://regulations.justia.com/regulations/fedreg/2010/06/01/2010-13038.html Tue, 01 Jun 2010 00:00:00 -0700 2010-13038 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-01/pdf/2010-13038.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the By-Laws of NASD Dispute Resolution https://regulations.justia.com/regulations/fedreg/2010/06/01/2010-13005.html https://regulations.justia.com/regulations/fedreg/2010/06/01/2010-13005.html Tue, 01 Jun 2010 00:00:00 -0700 2010-13005 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-01/pdf/2010-13005.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Restated Certificate of Incorporation of Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/06/01/2010-12987.html https://regulations.justia.com/regulations/fedreg/2010/06/01/2010-12987.html Tue, 01 Jun 2010 00:00:00 -0700 2010-12987 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-01/pdf/2010-12987.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Options on Conventional Index-Linked Securities and Amendment to the Options Disclosure Document Inside Front Cover https://regulations.justia.com/regulations/fedreg/2010/06/01/2010-12986.html https://regulations.justia.com/regulations/fedreg/2010/06/01/2010-12986.html Tue, 01 Jun 2010 00:00:00 -0700 2010-12986 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-01/pdf/2010-12986.pdf