<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/06/29?registers=between Sun, 22 Dec 2024 18:50:26 -0800 Sun, 22 Dec 2024 18:50:26 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/06/29?registers=between Notice - Sunshine Act; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15821.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15821.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15821 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15821.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Adopting NYSE Arca Equities Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood to Also Include FINRA, as Applicable https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15754.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15754.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15754 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15754.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Adopting Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood To Also Include FINRA, as Applicable https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15753.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15753.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15753 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15753.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Listing and Trading of the WisdomTree Emerging Markets Local Debt Fund https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15752.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15752.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15752 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15752.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of WisdomTree Dreyfus Commodity Currency Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15750.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15750.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15750 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15750.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding Listing and Trading Shares of AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15749.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15749.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15749 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15749.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2.4 https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15748.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15748.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15748 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15748.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Arca Equities Rule 7.10 Relating to Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15747.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15747.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15747 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15747.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to the Guaranteed Allocation for Lead Market Makers and Directed Order Market Makers https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15746.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15746.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15746 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15746.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish in the Market for OTC Equity Securities Certain Regulatory Protections Derived From Certain Rules Adopted by the Commission in the Market for Listed Securities https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15707.html https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15707.html Tue, 29 Jun 2010 00:00:00 -0700 2010-15707 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15707.pdf