Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/06/29?limit=200&registers=between&mode=atom 2024-12-22T18:36:26-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15821.html Notice - Sunshine Act; Notice of Meeting 2010-06-29T00:00:00-07:00 2010-06-29T00:00:00-07:00 2010-15821 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15821.pdf https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15754.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Adopting NYSE Arca Equities Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood to Also Include FINRA, as Applicable 2010-06-29T00:00:00-07:00 2010-06-29T00:00:00-07:00 2010-15754 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15754.pdf https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15753.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Adopting Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood To Also Include FINRA, as Applicable 2010-06-29T00:00:00-07:00 2010-06-29T00:00:00-07:00 2010-15753 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15753.pdf https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15752.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Listing and Trading of the WisdomTree Emerging Markets Local Debt Fund 2010-06-29T00:00:00-07:00 2010-06-29T00:00:00-07:00 2010-15752 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15752.pdf https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15750.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of WisdomTree Dreyfus Commodity Currency Fund Under NYSE Arca Equities Rule 8.600 2010-06-29T00:00:00-07:00 2010-06-29T00:00:00-07:00 2010-15750 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15750.pdf https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15749.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding Listing and Trading Shares of AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF 2010-06-29T00:00:00-07:00 2010-06-29T00:00:00-07:00 2010-15749 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15749.pdf https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15748.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2.4 2010-06-29T00:00:00-07:00 2010-06-29T00:00:00-07:00 2010-15748 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15748.pdf https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15747.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Arca Equities Rule 7.10 Relating to Clearly Erroneous Executions 2010-06-29T00:00:00-07:00 2010-06-29T00:00:00-07:00 2010-15747 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15747.pdf https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15746.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to the Guaranteed Allocation for Lead Market Makers and Directed Order Market Makers 2010-06-29T00:00:00-07:00 2010-06-29T00:00:00-07:00 2010-15746 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15746.pdf https://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15707.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish in the Market for OTC Equity Securities Certain Regulatory Protections Derived From Certain Rules Adopted by the Commission in the Market for Listed Securities 2010-06-29T00:00:00-07:00 2010-06-29T00:00:00-07:00 2010-15707 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15707.pdf