Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/06/28?limit=200®isters=between&mode=atom2024-12-22T19:08:15-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15706.htmlNotice - Sunshine Act Meeting2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15706Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15706.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15650.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adopting New Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood to Also Include FINRA, as Applicable.2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15650Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15650.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15649.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood To Also Include FINRA, as Applicable2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15649Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15649.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15597.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 1000 Regarding Order Size Eligible for Automatic Execution2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15597Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15597.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15594.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000 Regarding Order Size Eligible for Automatic Execution2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15594Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15594.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15591.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to the CBSX Clearly Erroneous Policy2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15591Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15591.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15590.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Article 20, Rule 10 Regarding Clearly Erroneous Transactions2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15590Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15590.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15588.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 11.19, Entitled “Clearly Erroneous Executions”2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15588Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15588.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15550.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To Amend NASDAQ OMX BX Rule 11890 Governing Clearly Erroneous Executions2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15550Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15550.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15549.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15549Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15549.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15547.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.17, entitled “Clearly Erroneous Executions”2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15547.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15546.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend EDGX Rule 11.13, Entitled “Clearly Erroneous Executions”2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15546Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15546.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15545.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend EDGA Rule 11.13, Entitled “Clearly Erroneous Executions”2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15545Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15545.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15543.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NASDAQ Rule 11890 Governing Clearly Erroneous Executions2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15543.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15542.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 128 Relating to Clearly Erroneous Executions2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15542Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15542.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15541.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 128 Relating to Clearly Erroneous Executions2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15541Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15541.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15540.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Clearly Erroneous Executions2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15540.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15539.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Sprott Physical Gold Shares2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15539.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15537.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15537.pdf