<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/06/17?registers=between Wed, 25 Jun 2025 23:01:02 -0700 Wed, 25 Jun 2025 23:01:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/06/17?registers=between Notice - American Energy Services, Inc., Dynacore Patent Litigation Trust, Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI, Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas Equity International Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14735.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14735.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14735 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14735.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14722.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14722.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14722 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14722.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14677.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14677.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14677 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14677.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Qualification Standards for Market Makers To Receive a Rebate for Adding Liquidity https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14676.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14676.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14676 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14676.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C To Clarify Reopening Procedures https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14675.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14675.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14675 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14675.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.65 To Provide That the Exchange Will Halt Trading When an Underlying Security Is the Subject of a Trading Pause https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14671.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14671.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14671 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14671.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C To Clarify Reopening Procedures https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14670.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14670.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14670 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14670.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca US LLC Amending NYSE Arca Equities Rule 7.11 To Set Forth How the Exchange Will Handle Order Flow During a Trading Pause for a Security Listed on an Exchange Other Than NYSE Arca https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14669.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14669.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14669 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14669.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt NASD Rule 3210 (Short Sale Delivery Requirements) as FINRA Rule 4320 in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14609.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14609.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14609 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14609.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend Certain Corporate Governance Disclosure Requirements for Listed Companies https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14608.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14608.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14608 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14608.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Rule 953NY To Provide That the Exchange Will Halt Trading When an Underlying Security Is the Subject of a Trading Pause https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14607.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14607.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14607 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14607.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Individual Equity Options Overlying Stocks Subject to Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14606.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14606.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14606 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14606.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trading Halts https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14605.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14605.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14605 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14605.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Security https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14604.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14604.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14604 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14604.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Security https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14603.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14603.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14603 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14603.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Halting Trading Whenever Trading in the Underlying Security Has Been Paused by the Primary Listing Market https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14602.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14602.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14602 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14602.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rescind Rule 60A-NYSE Amex Equities https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14601.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14601.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14601 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14601.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change To Establish New Fee for TotalView Service Available to Non-Professionals and to Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14600.html https://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14600.html Thu, 17 Jun 2010 00:00:00 -0700 2010-14600 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14600.pdf