<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/06/08?registers=between Sun, 22 Dec 2024 08:24:32 -0800 Sun, 22 Dec 2024 08:24:32 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/06/08?registers=between Notice - Miracor Diagnostics, Inc., Monaco Finance, Inc., MPEL Holdings Corp. (f/k/a Computer Transceiver Systems, Inc.), MR3 Systems, Inc., Mutual Risk Management, Ltd.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13823.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13823.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13823 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13823.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13767.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13767.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13767 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13767.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13766.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13766.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13766 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13766.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.82 https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13765.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13765.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13765 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13765.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA Rule 9554 To Eliminate Explicitly the Inability-To-Pay Defense in the Expedited Proceedings Context https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13764.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13764.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13764 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13764.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13664.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13664.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13664 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13664.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Eligible Order Types https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13663.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13663.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13663 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13663.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 4210 (Margin Requirements), FINRA Rule 4220 (Daily Record of Required Margin) and FINRA Rule 4230 (Required Submissions for Requests for Extensions of Time Under Regulation T and SEC Rule 15c3-3) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13662.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13662.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13662 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13662.pdf Proposed Rule - Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13129.html https://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13129.html Tue, 08 Jun 2010 00:00:00 -0700 2010-13129 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13129.pdf