<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/06/04?registers=between Sat, 28 Jun 2025 06:02:17 -0700 Sat, 28 Jun 2025 06:02:17 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/06/04?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13503.html https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13503.html Fri, 04 Jun 2010 00:00:00 -0700 2010-13503 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13503.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Fees https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13461.html https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13461.html Fri, 04 Jun 2010 00:00:00 -0700 2010-13461 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13461.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5121 (Public Offerings of Securities With Conflicts of Interest) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13460.html https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13460.html Fri, 04 Jun 2010 00:00:00 -0700 2010-13460 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13460.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13459.html https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13459.html Fri, 04 Jun 2010 00:00:00 -0700 2010-13459 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13459.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Correlated Instrument Delta Hedge Exemption https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13439.html https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13439.html Fri, 04 Jun 2010 00:00:00 -0700 2010-13439 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13439.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13438.html https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13438.html Fri, 04 Jun 2010 00:00:00 -0700 2010-13438 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13438.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Enable the Listing and Trading of Options on the Sprott Physical Gold Trust https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13437.html https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13437.html Fri, 04 Jun 2010 00:00:00 -0700 2010-13437 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13437.pdf