<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/06/03?registers=between Sat, 28 Jun 2025 06:37:22 -0700 Sat, 28 Jun 2025 06:37:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/06/03?registers=between Notice - In the Matter of Sintec Co. Ltd.: Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13440.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13440.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13440 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13440.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 19.5, entitled “Minimum Participation Requirement for Opening Trading of Option Series” https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13341.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13341.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13341 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13341.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Reporting Requirements Punishable Under its MRVP https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13340.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13340.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13340 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13340.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Violations of its Communications and Give-up Policies to its MRVP https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13339.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13339.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13339 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13339.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Violations of Its Communications and Give-Up Policies to Its MRVP https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13338.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13338.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13338 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13338.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reformatting the Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13337.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13337.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13337 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13337.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Approving Proposed Rule Change To Establish the NYSE BBO Service https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13336.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13336.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13336 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13336.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving Proposed Rule Change To Establish NYSE Amex Trades and NYSE Amex BBO Services and Related Fees https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13335.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13335.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13335 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13335.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Modify the Fees for NYSE Arca Trades, To Establish the NYSE Arca BBO Service and Related Fees, and To Provide an Alternative Unit-of-Count Methodology for Those Services https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13334.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13334.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13334 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13334.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13332.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13332.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13332 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13332.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13331.html https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13331.html Thu, 03 Jun 2010 00:00:00 -0700 2010-13331 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13331.pdf