<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/05?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 05:11:33 -0700 Thu, 23 May 2024 05:11:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/05?registers=between&min-day=1&max-day=31 Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-13006.html https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-13006.html Fri, 28 May 2010 00:00:00 -0700 2010-13006 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-28/pdf/2010-13006.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to the Demutualization of Chicago Board Options Exchange, Incorporated https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12936.html https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12936.html Fri, 28 May 2010 00:00:00 -0700 2010-12936 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-28/pdf/2010-12936.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Amending Its Schedule of Fees https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12874.html https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12874.html Fri, 28 May 2010 00:00:00 -0700 2010-12874 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-28/pdf/2010-12874.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Risk Management Interface https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12873.html https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12873.html Fri, 28 May 2010 00:00:00 -0700 2010-12873 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-28/pdf/2010-12873.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Customer Fees https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12872.html https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12872.html Fri, 28 May 2010 00:00:00 -0700 2010-12872 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-28/pdf/2010-12872.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Make Changes to Expand the $1 Strike Program https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12871.html https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12871.html Fri, 28 May 2010 00:00:00 -0700 2010-12871 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-28/pdf/2010-12871.pdf Notice - In the Matter of Act Clean Technologies, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12876.html https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12876.html Thu, 27 May 2010 00:00:00 -0700 2010-12876 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-27/pdf/2010-12876.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change Relating to Quote Spread Parameters and Batching of Violations https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12748.html https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12748.html Thu, 27 May 2010 00:00:00 -0700 2010-12748 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-27/pdf/2010-12748.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make a Non-Substantive Technical Change to a FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12747.html https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12747.html Thu, 27 May 2010 00:00:00 -0700 2010-12747 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-27/pdf/2010-12747.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Deleting Rule 413-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12746.html https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12746.html Thu, 27 May 2010 00:00:00 -0700 2010-12746 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-27/pdf/2010-12746.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 413 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12745.html https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12745.html Thu, 27 May 2010 00:00:00 -0700 2010-12745 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-27/pdf/2010-12745.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Applicability of Fees https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12694.html https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12694.html Thu, 27 May 2010 00:00:00 -0700 2010-12694 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-27/pdf/2010-12694.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of Proposed Rule Change To Permit $1 Strikes for Options on Trust Issued Receipts https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12693.html https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12693.html Thu, 27 May 2010 00:00:00 -0700 2010-12693 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-27/pdf/2010-12693.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amending the Codes of Arbitration Procedure to Increase the Number of Arbitrators on Lists Generated by the Neutral List Selection System https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12625.html https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12625.html Wed, 26 May 2010 00:00:00 -0700 2010-12625 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-26/pdf/2010-12625.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12555.html https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12555.html Wed, 26 May 2010 00:00:00 -0700 2010-12555 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-26/pdf/2010-12555.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12554.html https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12554.html Wed, 26 May 2010 00:00:00 -0700 2010-12554 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-26/pdf/2010-12554.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade CBOE Gold ETF Volatility Index Options https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12553.html https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12553.html Wed, 26 May 2010 00:00:00 -0700 2010-12553 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-26/pdf/2010-12553.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12552.html https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12552.html Wed, 26 May 2010 00:00:00 -0700 2010-12552 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-26/pdf/2010-12552.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require Companies To Provide Notification to Nasdaq of Any Noncompliance With the Corporate Governance Requirements https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12551.html https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12551.html Wed, 26 May 2010 00:00:00 -0700 2010-12551 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-26/pdf/2010-12551.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Procedures Regarding the Participant Tender Offer Program Function https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12508.html https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12508.html Tue, 25 May 2010 00:00:00 -0700 2010-12508 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-25/pdf/2010-12508.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Corporate Structure https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12507.html https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12507.html Tue, 25 May 2010 00:00:00 -0700 2010-12507 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-25/pdf/2010-12507.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Fees for the ISE Order Feed https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12506.html https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12506.html Tue, 25 May 2010 00:00:00 -0700 2010-12506 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-25/pdf/2010-12506.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Establish a New Service and Related Fees https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12495.html https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12495.html Tue, 25 May 2010 00:00:00 -0700 2010-12495 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-25/pdf/2010-12495.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12426.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12426.html Mon, 24 May 2010 00:00:00 -0700 2010-12426 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12426.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12425.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12425.html Mon, 24 May 2010 00:00:00 -0700 2010-12425 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12425.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Establish a Trading Halt for Individual Stocks Contained in the Standard & Poor's 500 Index That Experience a 10 Percent Price Change of 10% or More During a Five-Minute Period Pursuant to Exchange Rule 11.20 https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12424.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12424.html Mon, 24 May 2010 00:00:00 -0700 2010-12424 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12424.pdf Notice - Self-Regulatory Organizations; Proposed Rule Change by Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish a Trading Halt for Individual Stocks Contained in the Standard & Poor's 500 Index https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12423.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12423.html Mon, 24 May 2010 00:00:00 -0700 2010-12423 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12423.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Establish a Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index That Experience a Price Change of 10% or More During a Five-Minute Period https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12422.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12422.html Mon, 24 May 2010 00:00:00 -0700 2010-12422 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12422.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Adding NYSE Arca Equities Rule 7.11 To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12421.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12421.html Mon, 24 May 2010 00:00:00 -0700 2010-12421 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12421.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of a Proposed Rule Change Adding NYSE Amex Equities Rule 80C To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12419.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12419.html Mon, 24 May 2010 00:00:00 -0700 2010-12419 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12419.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Adding Rule 80C To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12418.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12418.html Mon, 24 May 2010 00:00:00 -0700 2010-12418 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12418.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange LLC To Amend ISE Rule 2102 To Provide for a Trading Pause for Individual Securities When the Price Moves Ten Percent or More https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12417.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12417.html Mon, 24 May 2010 00:00:00 -0700 2010-12417 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12417.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. To Adopt Rule 4120(a)(11) Concerning Individual Stock Trading Pauses and To Adopt Related IM-4120-3 https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12416.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12416.html Mon, 24 May 2010 00:00:00 -0700 2010-12416 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12416.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14, Entitled “Trading Halts Due to Extraordinary Market Volatility” https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12414.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12414.html Mon, 24 May 2010 00:00:00 -0700 2010-12414 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12414.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Rule 11.14, Entitled “Trading Halts Due to Extraordinary Market Volatility” https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12413.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12413.html Mon, 24 May 2010 00:00:00 -0700 2010-12413 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12413.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled “Trading Halts Due to Extraordinary Market Volatility” https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12412.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12412.html Mon, 24 May 2010 00:00:00 -0700 2010-12412 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12412.pdf Notice - Order Granting Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12373.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12373.html Mon, 24 May 2010 00:00:00 -0700 2010-12373 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12373.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12369.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12369.html Fri, 21 May 2010 00:00:00 -0700 2010-12369 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12369.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12366.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12366.html Fri, 21 May 2010 00:00:00 -0700 2010-12366 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12366.pdf Notice - Market Structure Roundtable https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12303.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12303.html Fri, 21 May 2010 00:00:00 -0700 2010-12303 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12303.pdf Notice - Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12301.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12301.html Fri, 21 May 2010 00:00:00 -0700 2010-12301 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12301.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12261.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12261.html Fri, 21 May 2010 00:00:00 -0700 2010-12261 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12261.pdf Notice - Kinetics Mutual Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12260.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12260.html Fri, 21 May 2010 00:00:00 -0700 2010-12260 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12260.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Routing Fees https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12227.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12227.html Fri, 21 May 2010 00:00:00 -0700 2010-12227 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12227.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled “Orders and Modifiers” https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12226.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12226.html Fri, 21 May 2010 00:00:00 -0700 2010-12226 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12226.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/05/20/2010-12228.html https://regulations.justia.com/regulations/fedreg/2010/05/20/2010-12228.html Thu, 20 May 2010 00:00:00 -0700 2010-12228 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-20/pdf/2010-12228.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 502(k) https://regulations.justia.com/regulations/fedreg/2010/05/20/2010-12068.html https://regulations.justia.com/regulations/fedreg/2010/05/20/2010-12068.html Thu, 20 May 2010 00:00:00 -0700 2010-12068 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-20/pdf/2010-12068.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Suspension of Seat Market https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11944.html https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11944.html Wed, 19 May 2010 00:00:00 -0700 2010-11944 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11944.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Required Number of Market Makers Appointed in a Particular Class for the Opening of Trading https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11941.html https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11941.html Wed, 19 May 2010 00:00:00 -0700 2010-11941 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11941.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Clearing Options on the CBOE Gold ETF Volatility Index https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11940.html https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11940.html Wed, 19 May 2010 00:00:00 -0700 2010-11940 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11940.pdf