<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/05/24?registers=between Sun, 20 Jul 2025 02:02:06 -0700 Sun, 20 Jul 2025 02:02:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/05/24?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12426.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12426.html Mon, 24 May 2010 00:00:00 -0700 2010-12426 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12426.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12425.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12425.html Mon, 24 May 2010 00:00:00 -0700 2010-12425 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12425.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Establish a Trading Halt for Individual Stocks Contained in the Standard & Poor's 500 Index That Experience a 10 Percent Price Change of 10% or More During a Five-Minute Period Pursuant to Exchange Rule 11.20 https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12424.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12424.html Mon, 24 May 2010 00:00:00 -0700 2010-12424 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12424.pdf Notice - Self-Regulatory Organizations; Proposed Rule Change by Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish a Trading Halt for Individual Stocks Contained in the Standard & Poor's 500 Index https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12423.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12423.html Mon, 24 May 2010 00:00:00 -0700 2010-12423 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12423.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Establish a Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index That Experience a Price Change of 10% or More During a Five-Minute Period https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12422.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12422.html Mon, 24 May 2010 00:00:00 -0700 2010-12422 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12422.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Adding NYSE Arca Equities Rule 7.11 To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12421.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12421.html Mon, 24 May 2010 00:00:00 -0700 2010-12421 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12421.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of a Proposed Rule Change Adding NYSE Amex Equities Rule 80C To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12419.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12419.html Mon, 24 May 2010 00:00:00 -0700 2010-12419 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12419.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Adding Rule 80C To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12418.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12418.html Mon, 24 May 2010 00:00:00 -0700 2010-12418 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12418.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange LLC To Amend ISE Rule 2102 To Provide for a Trading Pause for Individual Securities When the Price Moves Ten Percent or More https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12417.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12417.html Mon, 24 May 2010 00:00:00 -0700 2010-12417 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12417.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. To Adopt Rule 4120(a)(11) Concerning Individual Stock Trading Pauses and To Adopt Related IM-4120-3 https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12416.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12416.html Mon, 24 May 2010 00:00:00 -0700 2010-12416 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12416.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14, Entitled “Trading Halts Due to Extraordinary Market Volatility” https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12414.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12414.html Mon, 24 May 2010 00:00:00 -0700 2010-12414 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12414.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Rule 11.14, Entitled “Trading Halts Due to Extraordinary Market Volatility” https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12413.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12413.html Mon, 24 May 2010 00:00:00 -0700 2010-12413 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12413.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled “Trading Halts Due to Extraordinary Market Volatility” https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12412.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12412.html Mon, 24 May 2010 00:00:00 -0700 2010-12412 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12412.pdf Notice - Order Granting Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12373.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12373.html Mon, 24 May 2010 00:00:00 -0700 2010-12373 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12373.pdf