Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/05/19?limit=200&registers=between&mode=atom 2024-12-22T18:07:41-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11944.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Suspension of Seat Market 2010-05-19T00:00:00-07:00 2010-05-19T00:00:00-07:00 2010-11944 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11944.pdf https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11941.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Required Number of Market Makers Appointed in a Particular Class for the Opening of Trading 2010-05-19T00:00:00-07:00 2010-05-19T00:00:00-07:00 2010-11941 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11941.pdf https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11940.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Clearing Options on the CBOE Gold ETF Volatility Index 2010-05-19T00:00:00-07:00 2010-05-19T00:00:00-07:00 2010-11940 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11940.pdf https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11939.html Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Decrease the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar 2010-05-19T00:00:00-07:00 2010-05-19T00:00:00-07:00 2010-11939 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11939.pdf https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11938.html Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Fixed Provide Credit for CHX-Registered Institutional Brokers 2010-05-19T00:00:00-07:00 2010-05-19T00:00:00-07:00 2010-11938 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11938.pdf https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11937.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Extending the Maximum Term of FLEX Index and FLEX Equity Options and To Establish a New Pilot Program 2010-05-19T00:00:00-07:00 2010-05-19T00:00:00-07:00 2010-11937 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11937.pdf https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11936.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center 2010-05-19T00:00:00-07:00 2010-05-19T00:00:00-07:00 2010-11936 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11936.pdf https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11935.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System 2010-05-19T00:00:00-07:00 2010-05-19T00:00:00-07:00 2010-11935 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11935.pdf https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11934.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and EDGX Exchange, Inc. 2010-05-19T00:00:00-07:00 2010-05-19T00:00:00-07:00 2010-11934 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11934.pdf https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11933.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and EDGA Exchange, Inc. 2010-05-19T00:00:00-07:00 2010-05-19T00:00:00-07:00 2010-11933 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11933.pdf