<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/05/13?registers=between Sat, 28 Jun 2025 03:29:58 -0700 Sat, 28 Jun 2025 03:29:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/05/13?registers=between Notice - Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11507.html https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11507.html Thu, 13 May 2010 00:00:00 -0700 2010-11507 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-13/pdf/2010-11507.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment No. 21 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11435.html https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11435.html Thu, 13 May 2010 00:00:00 -0700 2010-11435 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-13/pdf/2010-11435.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Option Orders Routed to Away Markets and Execution Pricing for Certain Options https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11400.html https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11400.html Thu, 13 May 2010 00:00:00 -0700 2010-11400 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-13/pdf/2010-11400.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Waiver for Its PrecISE Terminals https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11399.html https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11399.html Thu, 13 May 2010 00:00:00 -0700 2010-11399 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-13/pdf/2010-11399.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11398.html https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11398.html Thu, 13 May 2010 00:00:00 -0700 2010-11398 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-13/pdf/2010-11398.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11397.html https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11397.html Thu, 13 May 2010 00:00:00 -0700 2010-11397 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-13/pdf/2010-11397.pdf