<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/05/11?registers=between Sat, 28 Jun 2025 00:45:38 -0700 Sat, 28 Jun 2025 00:45:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/05/11?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11136.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11136.html Tue, 11 May 2010 00:00:00 -0700 2010-11136 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11136.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add 75 Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11135.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11135.html Tue, 11 May 2010 00:00:00 -0700 2010-11135 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11135.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11134.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11134.html Tue, 11 May 2010 00:00:00 -0700 2010-11134 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11134.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add 75 Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11133.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11133.html Tue, 11 May 2010 00:00:00 -0700 2010-11133 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11133.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11099.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11099.html Tue, 11 May 2010 00:00:00 -0700 2010-11099 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11099.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11098.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11098.html Tue, 11 May 2010 00:00:00 -0700 2010-11098 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11098.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11097.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11097.html Tue, 11 May 2010 00:00:00 -0700 2010-11097 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11097.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending CBOE Rules 9.11, 9.18 and 9.21 To Correspond and Harmonize With Rules of the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11096.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11096.html Tue, 11 May 2010 00:00:00 -0700 2010-11096 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11096.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11095.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11095.html Tue, 11 May 2010 00:00:00 -0700 2010-11095 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11095.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Rule 3.3(a) and Section 401(a) of the Exchange's Bylaws to Eliminate the Exchange's Audit Committee, Compensation Committee, and Regulatory Oversight Committee https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11094.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11094.html Tue, 11 May 2010 00:00:00 -0700 2010-11094 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11094.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Adding 75 Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11093.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11093.html Tue, 11 May 2010 00:00:00 -0700 2010-11093 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11093.pdf