<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/05/10?registers=between Sun, 29 Jun 2025 14:30:54 -0700 Sun, 29 Jun 2025 14:30:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/05/10?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-11219.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-11219.html Mon, 10 May 2010 00:00:00 -0700 2010-11219 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-11219.pdf Notice - Order of Suspension of Trading; In the Matter of Alyn Corp., American HealthChoice, Inc., American Holding Investments, Inc., American Midland Corp., American Millennium Corp., American Pallet Leasing, Inc., American Patriot Funding, Inc. (f/k/a Referral Holdings Corp.), American Quantum Cycles, Inc., American Stellar Energy, Inc. (n/k/a Tara Gold Resources Corp.), Americare Health Scan, Inc. (f/k/a United Products International, Inc.), Amnex, Inc., and Amwest Environmental Group, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-11111.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-11111.html Mon, 10 May 2010 00:00:00 -0700 2010-11111 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-11111.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Market Maker Requirements for Certain Covered Products https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10967.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10967.html Mon, 10 May 2010 00:00:00 -0700 2010-10967 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10967.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the NASDAQ Stock Market LLC to Add Seventy-Five Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10965.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10965.html Mon, 10 May 2010 00:00:00 -0700 2010-10965 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10965.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Add Seventy-Five Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10964.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10964.html Mon, 10 May 2010 00:00:00 -0700 2010-10964 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10964.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Stopped Orders https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10963.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10963.html Mon, 10 May 2010 00:00:00 -0700 2010-10963 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10963.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Amending Rule 6.37A and Rule 6.64 https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10962.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10962.html Mon, 10 May 2010 00:00:00 -0700 2010-10962 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10962.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rebates for Adding and Fees for Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10961.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10961.html Mon, 10 May 2010 00:00:00 -0700 2010-10961 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10961.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Amending Rule 4, Capital Requirements, Financial Reports, Margins https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10957.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10957.html Mon, 10 May 2010 00:00:00 -0700 2010-10957 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10957.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade Options on S&P 500 Annual Dividend Index With an Applied Scaling Factor of 1 https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10956.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10956.html Mon, 10 May 2010 00:00:00 -0700 2010-10956 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10956.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Deleting NYSE Rule 446 and Adopting New Rule 4370 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10953.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10953.html Mon, 10 May 2010 00:00:00 -0700 2010-10953 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10953.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Deleting Rule 446-NYSE Amex Equities and Adopting New Rule 4370-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10952.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10952.html Mon, 10 May 2010 00:00:00 -0700 2010-10952 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10952.pdf