<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/05/06?registers=between Mon, 23 Jun 2025 09:04:15 -0700 Mon, 23 Jun 2025 09:04:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/05/06?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10651.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10651.html Thu, 06 May 2010 00:00:00 -0700 2010-10651 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10651.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendments to the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10646.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10646.html Thu, 06 May 2010 00:00:00 -0700 2010-10646 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10646.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendments to the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10645.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10645.html Thu, 06 May 2010 00:00:00 -0700 2010-10645 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10645.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Make a Technical Adjustment to Its Rules To Allow Sub-Penny Quoting of Certain Securities https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10600.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10600.html Thu, 06 May 2010 00:00:00 -0700 2010-10600 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10600.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Mid-Point Passive Liquidity Order https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10599.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10599.html Thu, 06 May 2010 00:00:00 -0700 2010-10599 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10599.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Rule Change Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10598.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10598.html Thu, 06 May 2010 00:00:00 -0700 2010-10598 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10598.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Establish New Fee for TotalView Service Available to Non-Professionals and To Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10597.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10597.html Thu, 06 May 2010 00:00:00 -0700 2010-10597 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10597.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. Concerning Ballista Securities LLC https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10596.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10596.html Thu, 06 May 2010 00:00:00 -0700 2010-10596 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10596.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10595.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10595.html Thu, 06 May 2010 00:00:00 -0700 2010-10595 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10595.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow FINRA Members To Use the OTC Reporting Facility To Transfer Transaction Fees Charged by One Member to Another Member https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10594.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10594.html Thu, 06 May 2010 00:00:00 -0700 2010-10594 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10594.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Amend the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10593.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10593.html Thu, 06 May 2010 00:00:00 -0700 2010-10593 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10593.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending the Listing and Trading of ETFS Palladium Trust and ETFS Platinum Trust https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10592.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10592.html Thu, 06 May 2010 00:00:00 -0700 2010-10592 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10592.pdf