<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/04?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 16:42:06 -0700 Thu, 23 May 2024 16:42:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/04?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Intermarket Option Linkage https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10082.html https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10082.html Fri, 30 Apr 2010 00:00:00 -0700 2010-10082 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10082.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903 and Adopting Rule 903A https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10081.html https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10081.html Fri, 30 Apr 2010 00:00:00 -0700 2010-10081 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10081.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10080.html https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10080.html Fri, 30 Apr 2010 00:00:00 -0700 2010-10080 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10080.pdf Notice - Claymore Exchange-Traded Fund Trust 3, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10033.html https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10033.html Fri, 30 Apr 2010 00:00:00 -0700 2010-10033 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10033.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10032.html https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10032.html Fri, 30 Apr 2010 00:00:00 -0700 2010-10032 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10032.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.4 and Adopting Rule 6.4A https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10031.html https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10031.html Fri, 30 Apr 2010 00:00:00 -0700 2010-10031 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10031.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10030.html https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10030.html Fri, 30 Apr 2010 00:00:00 -0700 2010-10030 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10030.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10029.html https://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10029.html Fri, 30 Apr 2010 00:00:00 -0700 2010-10029 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10029.pdf Notice - Pax World Funds Trust II, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9989.html https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9989.html Thu, 29 Apr 2010 00:00:00 -0700 2010-9989 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9989.pdf Notice - Investor Advisory Committee https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9978.html https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9978.html Thu, 29 Apr 2010 00:00:00 -0700 2010-9978 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9978.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9941.html https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9941.html Thu, 29 Apr 2010 00:00:00 -0700 2010-9941 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9941.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to ETFS Palladium Shares and ETFS Platinum Shares https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9940.html https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9940.html Thu, 29 Apr 2010 00:00:00 -0700 2010-9940 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9940.pdf Notice - Order Extending Temporary Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Request on Behalf of ICE Clear Europe, Limited Related to Central Clearing of Credit Default Swaps, and Request for Comments https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9932.html https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9932.html Thu, 29 Apr 2010 00:00:00 -0700 2010-9932 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9932.pdf Notice - Order Extending and Modifying Temporary Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Request on Behalf of Eurex Clearing AG Related to Central Clearing of Credit Default Swaps, and Request for Comment https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9931.html https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9931.html Thu, 29 Apr 2010 00:00:00 -0700 2010-9931 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9931.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9879.html https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9879.html Thu, 29 Apr 2010 00:00:00 -0700 2010-9879 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9879.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9878.html https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9878.html Thu, 29 Apr 2010 00:00:00 -0700 2010-9878 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9878.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9877.html https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9877.html Thu, 29 Apr 2010 00:00:00 -0700 2010-9877 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9877.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9876.html https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9876.html Thu, 29 Apr 2010 00:00:00 -0700 2010-9876 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9876.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing of the Teucrium Corn Fund https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9875.html https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9875.html Thu, 29 Apr 2010 00:00:00 -0700 2010-9875 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9875.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rules 2.5 and 17.2 Applicable to Registration Requirements https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9874.html https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9874.html Thu, 29 Apr 2010 00:00:00 -0700 2010-9874 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9874.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Period for SR-FINRA-2009-065 https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9873.html https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9873.html Thu, 29 Apr 2010 00:00:00 -0700 2010-9873 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9873.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Immediate Release Policy To Remove the Address Contact Information https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9872.html https://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9872.html Thu, 29 Apr 2010 00:00:00 -0700 2010-9872 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9872.pdf Notice - Global Medical Products Holdings, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9811.html https://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9811.html Tue, 27 Apr 2010 00:00:00 -0700 2010-9811 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-27/pdf/2010-9811.pdf Notice - ADSOUTH PARTNERS, Inc., American Racing Capital, Inc., Buck-A-Roo$ Holding Corporation, DDS Technologies USA, Inc., and VECTr Systems Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9810.html https://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9810.html Tue, 27 Apr 2010 00:00:00 -0700 2010-9810 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-27/pdf/2010-9810.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend the Bylaws of NYSE Euronext To Adopt a Majority Voting Standard in Uncontested Elections of Directors https://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9679.html https://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9679.html Tue, 27 Apr 2010 00:00:00 -0700 2010-9679 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-27/pdf/2010-9679.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove a Feature and Revise Outdated Text Regarding Certain Execution Rules https://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9678.html https://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9678.html Tue, 27 Apr 2010 00:00:00 -0700 2010-9678 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-27/pdf/2010-9678.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change Relating to Listing of AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF https://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9677.html https://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9677.html Tue, 27 Apr 2010 00:00:00 -0700 2010-9677 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-27/pdf/2010-9677.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9745.html https://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9745.html Mon, 26 Apr 2010 00:00:00 -0700 2010-9745 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-26/pdf/2010-9745.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Accelerated Approval of Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9552.html https://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9552.html Mon, 26 Apr 2010 00:00:00 -0700 2010-9552 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-26/pdf/2010-9552.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Accelerated Approval of Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9551.html https://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9551.html Mon, 26 Apr 2010 00:00:00 -0700 2010-9551 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-26/pdf/2010-9551.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9550.html https://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9550.html Mon, 26 Apr 2010 00:00:00 -0700 2010-9550 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-26/pdf/2010-9550.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA Rule 9554 To Eliminate Explicitly the Inability-To-Pay Defense in the Expedited Proceedings Context https://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9549.html https://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9549.html Mon, 26 Apr 2010 00:00:00 -0700 2010-9549 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-26/pdf/2010-9549.pdf Unknown - 2010-8964 https://regulations.justia.com/regulations/fedreg/2010/04/26/2010-8964.html https://regulations.justia.com/regulations/fedreg/2010/04/26/2010-8964.html Mon, 26 Apr 2010 00:00:00 -0700 2010-8964 Unknown http://www.gpo.gov/fdsys/pkg/FR-2010-04-26/pdf/2010-8964.pdf Notice - ULH Corp. (n/k/a UniHolding Corp.), Unapix Entertainment, Inc., Unicomp, Inc., and Unidyne Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9568.html https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9568.html Fri, 23 Apr 2010 00:00:00 -0700 2010-9568 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9568.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change To Permit $1 Strikes for Options on Trust Issued Receipts https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9457.html https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9457.html Fri, 23 Apr 2010 00:00:00 -0700 2010-9457 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9457.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Modify NYSE Arca Trades Fees, To Establish the NYSE Arca BBO Service and Related Fees, and To Provide an Alternative Unit-of-Count Methodology for Those Services https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9401.html https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9401.html Fri, 23 Apr 2010 00:00:00 -0700 2010-9401 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9401.pdf Notice - Calvert Social Investment Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9400.html https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9400.html Fri, 23 Apr 2010 00:00:00 -0700 2010-9400 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9400.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Category of Fees for “Professional” https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9399.html https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9399.html Fri, 23 Apr 2010 00:00:00 -0700 2010-9399 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9399.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9398.html https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9398.html Fri, 23 Apr 2010 00:00:00 -0700 2010-9398 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9398.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Certain By-Laws and Rules Related to the Stock Loan/Hedge and Market Loan Programs https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9272.html https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9272.html Fri, 23 Apr 2010 00:00:00 -0700 2010-9272 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9272.pdf Proposed Rule - Large Trader Reporting System https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9025.html https://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9025.html Fri, 23 Apr 2010 00:00:00 -0700 2010-9025 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9025.pdf Notice - V-GPO, Inc., Valesc Holdings, Inc., Venture Stores, Inc., Vertigo Theme Parks, Inc. (f/k/a Snap2 Corp.), Videolan Technologies, Inc., VisionGateway, Inc., Vital Health Technologies, Inc. (n/k/a Caribbean American Health Resorts), and VoiceNet, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9455.html https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9455.html Thu, 22 Apr 2010 00:00:00 -0700 2010-9455 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9455.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9362.html https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9362.html Thu, 22 Apr 2010 00:00:00 -0700 2010-9362 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9362.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change To Establish the NYSE Amex Trades Service and the NYSE Amex BBO Service and Related Fees https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9361.html https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9361.html Thu, 22 Apr 2010 00:00:00 -0700 2010-9361 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9361.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Making Permanent the Exchange's Pilot Program With Respect to Its Continued Listing Standards https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9358.html https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9358.html Thu, 22 Apr 2010 00:00:00 -0700 2010-9358 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9358.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.4 Commentary .04. https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9357.html https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9357.html Thu, 22 Apr 2010 00:00:00 -0700 2010-9357 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9357.pdf Notice - Northern Lights Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9285.html https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9285.html Thu, 22 Apr 2010 00:00:00 -0700 2010-9285 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9285.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules To Reflect Changes to Corresponding FINRA Rules https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9284.html https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9284.html Thu, 22 Apr 2010 00:00:00 -0700 2010-9284 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9284.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9283.html https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9283.html Thu, 22 Apr 2010 00:00:00 -0700 2010-9283 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9283.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9282.html https://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9282.html Thu, 22 Apr 2010 00:00:00 -0700 2010-9282 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9282.pdf