<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/04/13?registers=between Thu, 17 Jul 2025 16:08:13 -0700 Thu, 17 Jul 2025 16:08:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/04/13?registers=between Notice - Jackson National Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8369.html https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8369.html Tue, 13 Apr 2010 00:00:00 -0700 2010-8369 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8369.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between EDGX Exchange, Inc. and the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8368.html https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8368.html Tue, 13 Apr 2010 00:00:00 -0700 2010-8368 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8368.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between EDGA Exchange, Inc. and the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8367.html https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8367.html Tue, 13 Apr 2010 00:00:00 -0700 2010-8367 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8367.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Note to Rule 4.11 Advising the Delta-Based Equity Hedge Exemption Is Not Currently Available for Customers https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8366.html https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8366.html Tue, 13 Apr 2010 00:00:00 -0700 2010-8366 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8366.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8365.html https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8365.html Tue, 13 Apr 2010 00:00:00 -0700 2010-8365 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8365.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8364.html https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8364.html Tue, 13 Apr 2010 00:00:00 -0700 2010-8364 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8364.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 70 in Order To Update Functionality Relating to the Entry of D-Quotes and Pegging E-Quotes https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8363.html https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8363.html Tue, 13 Apr 2010 00:00:00 -0700 2010-8363 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8363.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 70 in Order To Update Functi onality Relating to the Entry of D-Quotes and Peg ging E-Quotes https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8362.html https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8362.html Tue, 13 Apr 2010 00:00:00 -0700 2010-8362 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8362.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. Concerning Ballista Securities LLC https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8350.html https://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8350.html Tue, 13 Apr 2010 00:00:00 -0700 2010-8350 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8350.pdf