<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/04/07?registers=between Wed, 25 Jun 2025 13:36:03 -0700 Wed, 25 Jun 2025 13:36:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/04/07?registers=between Notice - AB Liquidating Corp. (f/k/a Adaptive Broadband Corp.), Globalnet Corp., Greenland Corp., KeraVision, Inc., Lifespan, Inc., STAR Telecommunications, Inc., Telenetics Corp., and 3DFX Interactive, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7958.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7958.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7958 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7958.pdf Notice - Medallion Financial Corp.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7848.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7848.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7848 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7848.pdf Notice - American Vantage Companies; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7847.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7847.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7847 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7847.pdf Notice - Pioneer Bond Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7846.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7846.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7846 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7846.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendment of the Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7845.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7845.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7845 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7845.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Cash-Settled Foreign Currency Options With One-Cent Exercise Prices https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7844.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7844.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7844 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7844.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Granting Accelerated Approval to the Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, To Require Members To Report OTC Transactions in Equity Securities Within 30 Seconds of Execution https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7843.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7843.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7843 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7843.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain FINRA/Nasdaq Trade Reporting Facility Fees https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7842.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7842.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7842 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7842.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes From Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7841.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7841.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7841 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7841.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Certain Equities Orders From Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7840.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7840.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7840 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7840.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc., Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permitting Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Programs https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7839.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7839.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7839 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7839.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 1 To Provide for the Designation of Qualified Employees and NYSE Rule 51 To Clarify the Scope of Authority Vested in the Chief Executive Officer https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7838.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7838.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7838 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7838.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 1 To Provide for the Designation of Qualified Employees and NYSE Amex Equities Rule 51 To Clarify the Scope of Authority Vested in the Chief Executive Officer https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7837.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7837.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7837 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7837.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of Proposed Rule Change Amending Its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7836.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7836.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7836 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7836.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Establish $2.50 Strike Price Intervals for Options on the NASDAQ Internet Index SM https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7781.html https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7781.html Wed, 07 Apr 2010 00:00:00 -0700 2010-7781 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7781.pdf