Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/04/07?limit=200&registers=between&mode=atom 2025-06-26T03:37:01-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7958.html Notice - AB Liquidating Corp. (f/k/a Adaptive Broadband Corp.), Globalnet Corp., Greenland Corp., KeraVision, Inc., Lifespan, Inc., STAR Telecommunications, Inc., Telenetics Corp., and 3DFX Interactive, Inc.; Order of Suspension of Trading 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7958 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7958.pdf https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7848.html Notice - Medallion Financial Corp.; Notice of Application 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7848 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7848.pdf https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7847.html Notice - American Vantage Companies; Notice of Application 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7847 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7847.pdf https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7846.html Notice - Pioneer Bond Fund, et al.; Notice of Application 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7846 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7846.pdf https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7845.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendment of the Fee Schedule 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7845 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7845.pdf https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7844.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Cash-Settled Foreign Currency Options With One-Cent Exercise Prices 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7844 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7844.pdf https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7843.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Granting Accelerated Approval to the Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, To Require Members To Report OTC Transactions in Equity Securities Within 30 Seconds of Execution 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7843 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7843.pdf https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7842.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain FINRA/Nasdaq Trade Reporting Facility Fees 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7842 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7842.pdf https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7841.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes From Archipelago Securities LLC 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7841 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7841.pdf https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7840.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Certain Equities Orders From Archipelago Securities LLC 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7840 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7840.pdf https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7839.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc., Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permitting Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Programs 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7839 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7839.pdf https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7838.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 1 To Provide for the Designation of Qualified Employees and NYSE Rule 51 To Clarify the Scope of Authority Vested in the Chief Executive Officer 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7838 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7838.pdf https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7837.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 1 To Provide for the Designation of Qualified Employees and NYSE Amex Equities Rule 51 To Clarify the Scope of Authority Vested in the Chief Executive Officer 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7837 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7837.pdf https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7836.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of Proposed Rule Change Amending Its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7836 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7836.pdf https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7781.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Establish $2.50 Strike Price Intervals for Options on the NASDAQ Internet Index SM 2010-04-07T00:00:00-07:00 2010-04-07T00:00:00-07:00 2010-7781 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7781.pdf