Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/04/01?limit=200&registers=between&mode=atom 2025-01-06T16:08:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7366.html Notice - Submission for OMB Review; Comment Request 2010-04-01T00:00:00-07:00 2010-04-01T00:00:00-07:00 2010-7366 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7366.pdf https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7365.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Make Permanent a Unit-of-Count Metric Alternative for NYSE OpenBook 2010-04-01T00:00:00-07:00 2010-04-01T00:00:00-07:00 2010-7365 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7365.pdf https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7364.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules on Self Trade Prevention Order Modifiers 2010-04-01T00:00:00-07:00 2010-04-01T00:00:00-07:00 2010-7364 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7364.pdf https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7363.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Period for a Revised Unit-of-Count Methodology for NYSE OpenBook 2010-04-01T00:00:00-07:00 2010-04-01T00:00:00-07:00 2010-7363 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7363.pdf https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7362.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending Its Fee Schedule 2010-04-01T00:00:00-07:00 2010-04-01T00:00:00-07:00 2010-7362 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7362.pdf https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7361.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Nasdaq Execution Services 2010-04-01T00:00:00-07:00 2010-04-01T00:00:00-07:00 2010-7361 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7361.pdf https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7360.html Notice - Proposed Collection; Comment Request 2010-04-01T00:00:00-07:00 2010-04-01T00:00:00-07:00 2010-7360 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7360.pdf https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7359.html Notice - Proposed Collection; Comment Request 2010-04-01T00:00:00-07:00 2010-04-01T00:00:00-07:00 2010-7359 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7359.pdf https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7358.html Notice - Proposed Collection; Comment Request 2010-04-01T00:00:00-07:00 2010-04-01T00:00:00-07:00 2010-7358 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7358.pdf https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7290.html Notice - Legg Mason Partners Equity Trust, et al.; Notice of Application 2010-04-01T00:00:00-07:00 2010-04-01T00:00:00-07:00 2010-7290 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7290.pdf https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7278.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Apply Retroactively a Correction of a Drafting Error in Rule 7018 2010-04-01T00:00:00-07:00 2010-04-01T00:00:00-07:00 2010-7278 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7278.pdf