<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/29?registers=between Wed, 16 Jul 2025 03:35:15 -0700 Wed, 16 Jul 2025 03:35:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/29?registers=between Notice - Rydex Series Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6874.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6874.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6874 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6874.pdf Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Aggregate Obligations in Certain Securities Transactions Designated for Settlement on a Trade-for-Trade Basis https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6873.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6873.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6873 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6873.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify and Modify the Applicability of Nasdaq Rule 5615 To Exchange Traded Funds https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6838.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6838.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6838 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6838.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 127 To Remove the Restrictions on the Execution of Block Cross Transactions Outside the Prevailing NYSE Quotation https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6837.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6837.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6837 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6837.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 127 To Remove the Restrictions on the Execution of Block Cross Transactions Outside the Prevailing NYSE Amex Quotation https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6836.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6836.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6836 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6836.pdf Notice - RMR Real Estate Income Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6779.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6779.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6779 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6779.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6775.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6775.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6775 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6775.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6774.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6774.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6774 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6774.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update a Cross-Reference Within FINRA Rule 0150 https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6773.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6773.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6773 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6773.pdf