<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/24?registers=between Tue, 15 Jul 2025 03:38:26 -0700 Tue, 15 Jul 2025 03:38:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/24?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Programs https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6517.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6517.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6517 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6517.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Elimination of a Market Maker Requirement for Each Option Series https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6516.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6516.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6516 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6516.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC To Permit the Concurrent Listing of $3.50 and $4 Strikes for Classes Participating in the $0.50 Strike Program and the $1 Strike Program https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6515.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6515.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6515 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6515.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend CBOE Rule 31.85 to, Among Other Things, Prohibit Broker Discretionary Voting on the Elections of Directors https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6514.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6514.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6514 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6514.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Credit https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6513.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6513.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6513 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6513.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CHX Article 8, Rule 14 To, Among Other Things, Prohibit Broker Discretionary Voting on the Elections of Directors https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6512.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6512.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6512 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6512.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Cabinet Trades https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6510.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6510.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6510 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6510.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Accommodate Cabinet Trades That Take Place Below $1 Per Option Contract Until July 1, 2010 https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6509.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6509.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6509 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6509.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6508.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6508.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6508 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6508.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing of the United States Brent Oil Fund, LP https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6507.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6507.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6507 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6507.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6506.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6506.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6506 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6506.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6505.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6505.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6505 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6505.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6504.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6504.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6504 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6504.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing To Extend the Operation of Its New Market Model Pilot, Currently Scheduled To Expire on March 30, 2010, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or September 30, 2010 https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6377.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6377.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6377 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6377.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Proposing To Extend the Operation of Its New Market Model Pilot Currently Scheduled To Expire on March 30, 2010, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or September 30, 2010 https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6376.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6376.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6376 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6376.pdf