<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/22?registers=between Mon, 21 Jul 2025 20:21:04 -0700 Mon, 21 Jul 2025 20:21:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/22?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6368.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6368.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6368 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6368.pdf Notice - In the Matter of Talisman Enterprises, Inc., Tangent Solutions, Inc., Telepanel Systems, Inc., Telesis North Communications, Inc., Telzuit Medical Technologies, Inc., Tengtu International Corp., Thomaston Mills, Inc., Three D Departments, Inc., Tiger Telematics, Inc., and TIS Mortgage Investment Co.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6315.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6315.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6315 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6315.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 3160 (Networking Arrangements Between Members and Financial Institutions) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6214.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6214.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6214 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6214.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change To Amend Exchange Rules Related to Cut-Off Time for Contrary Exercise Advice Submissions https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6204.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6204.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6204 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6204.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Co-Location Service Fees https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6184.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6184.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6184 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6184.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market-Maker Joint Accounts https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6183.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6183.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6183 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6183.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Modify the Press Release Requirements for Listed Companies https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6182.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6182.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6182 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6182.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Controller Space Fee https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6181.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6181.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6181 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6181.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6152.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6152.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6152 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6152.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 390 https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6150.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6150.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6150 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6150.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 9.1(f) https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6149.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6149.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6149 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6149.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6148.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6148.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6148 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6148.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6118.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6118.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6118 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6118.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6117.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6117.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6117 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6117.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6116.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6116.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6116 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6116.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6115.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6115.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6115 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6115.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to the WisdomTree Real Return Fund https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6114.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6114.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6114 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6114.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6113.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6113.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6113 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6113.pdf