<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/18?registers=between Wed, 25 Jun 2025 13:59:24 -0700 Wed, 25 Jun 2025 13:59:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/18?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5947.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5947.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5947 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5947.pdf Notice - Integrity Life Insurance Company, et al.; https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5921.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5921.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5921 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5921.pdf Notice - American Vantage Companies; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5920.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5920.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5920 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5920.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5919.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5919.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5919 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5919.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView and OpenView https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5918.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5918.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5918 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5918.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5917.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5917.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5917 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5917.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Amend the Bylaws of NYSE Euronext To Adopt a Majority Voting Standard in Uncontested Elections of Directors https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5916.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5916.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5916 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5916.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow Fees https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5915.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5915.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5915 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5915.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to ETFS Palladium Shares And ETFS Platinum Shares https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5914.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5914.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5914 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5914.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3, Relating to the Prohibition of Certain Abuses in the Allocation and Distribution of Shares in Initial Public Offerings (“IPOs”) https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5913.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5913.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5913 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5913.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing of the One Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5912.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5912.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5912 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5912.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5911.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5911.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5911 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5911.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Exchange Fees https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5910.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5910.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5910 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5910.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5909.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5909.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5909 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5909.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing of HTE Global Relative Value ETF https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5908.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5908.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5908 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5908.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Option Pilots https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5907.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5907.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5907 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5907.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees for the Block Order Mechanism https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5906.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5906.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5906 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5906.pdf Notice - In the Matter of the Applications of EDGX Exchange, Inc., and EDGA Exchange, Inc. for Registration as National Securities Exchanges; Findings, Opinion, and Order of the Commission https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5868.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5868.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5868 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5868.pdf